- Manulife (New York, NY)
- …In this role of Director, you will work closely with Compliance, Operations , Finance and Investor Relations to help ensure complete AML/KYC is conducted ... regarding AML/TF risks related to their new products, services, domiciles of operations or various types of investors & channels used for capital fundraising… more
- Broadridge Financial Solutions (Edgewood, NY)
- …and retail clients. Ideally, someone with deep knowledge of investment stewardship operations and proxy voting processes who can shape our product roadmap to ... product roadmap, and working across functional teams (sales, service, operations , technology, legal, marketing). The role requires significant client interaction.… more
- CVS Health (Amherst, NY)
- …oversee and facilitate all Audits for Meritain Health. Including: **Plan Sponsor, broker , Aetna, and Sox, etc.** Engages all appropriate parties and **implements ... irregularities or errors in audits to rectify mistakes and advance Business Audit operations . + Designs systems to utilize the concepts of risk assessment to… more
- Corning Incorporated (Corning, NY)
- …compliance policies and procedures are aligned and integrated with business operations . + Develops business trade compliance strategy, incorporating knowledge of ... _Required_ + Bachelor's Degree + US Customs Brokerage License Broker + Minimum 8 years of experience in Trade...areas of trade compliance + Experience in a business operations role + Experience working in a matrix environment… more
- TD Bank (New York, NY)
- …implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation of and compliance with ... teams. + Provide advice to the business and FCC operations regarding transaction monitoring requirements, including support remediation and enhancement… more
- Broadridge Financial Solutions (Edgewood, NY)
- …all new technology and equipment used by the technical support and production operations departments. + Fills in and assumes all Management responsibilities in the ... reports, and all production equipment used by technical support and production operations + Position requires daily communication/ updates with senior management on… more
- Broadridge Financial Solutions (Edgewood, NY)
- …and electrical support to the production line and supports production operations with all equipment-related and machine setup issues. + Supervising training ... transferring of software, upgrading software and modifying software utilized in our production operations equipment. + Ability to stand and work, to lift, carry and… more
- Mizuho Corporate Bank (New York, NY)
- …and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the ... City Office Responsibilities Knowledge of financial services risk management operations , balance sheet management, liquidity, compliance, conduct, financial crime,… more
- AIG (New York, NY)
- …leadership to junior peers in the decision making on required actions. Operations and Business Processes + Liaise with internal stakeholders to ensure awareness ... and train junior peers. + Travel as needed for broker and client meetings, industry events, and internal meetings...an exciting time to join us - across our operations , we are thinking in new and innovative ways… more
- JPMorgan Chase (Brooklyn, NY)
- Custody Client Operations professional at JP Morgan Chase, are responsible for the forefront of managing and safeguarding our clients assets with precision and care. ... to our core client segments, including Asset Managers, Asset Owners, Insurance/GSEs, Banks/ Broker Dealers, and Hedge Funds and Alternatives. Our team is committed to… more