- AON (New York, NY)
- …requires the ability to handle multiple tasks simultaneously. + Sales experience preferred . + Must maintain appropriate broker 's license. Education: + Bachelor's ... requires the ability to handle multiple tasks simultaneously. + Sales experience preferred . + Must maintain appropriate broker 's license. Education: + Bachelor's… more
- Cushman & Wakefield (New York, NY)
- …Real Estate required) + Previous Capital Markets and/or brokerage team experience is preferred ( broker license is not required for role) + Prior management ... **Job Description** **Essential Duties** + Deliver strategic insights and recommendations to broker / broker teams based on analysis findings; refine analyses by… more
- Scotiabank (New York, NY)
- …management, and corporate functions within investment or commercial bank or institutional broker -dealer is preferred . + Familiarity with applicable SEC, FINRA, ... Program covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer, futures commission merchant,… more
- JPMorgan Chase (New York, NY)
- …join its Equities Practice Group within the Corporate & Investment Bank as a Broker -Dealer & Cash Equities Attorney. As a Broker -Dealer & Cash Equities Attorney ... in performing these functions. You will report directly to the Head of the Broker -Dealer & Cash Equities Legal group. The Legal Department at JPMorgan Chase & Co.… more
- The Hartford (New York, NY)
- Director, Consultant Broker Relations - PL06DE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and ... the head of Sales Strategy and Enablement, the Director, Consultant and Broker Relations, HR Technology Specialist (CBRT) is accountable for establishing and… more
- CBRE (Albany, NY)
- CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...Bachelor's degree (BA/BS) from a four-year college or university preferred ; up to 3 years of relevant experience. +… more
- Anywhere Real Estate (New York, NY)
- **SUMMARY:** Interested in shaping our Broker Experience strategy across Anywhere Real Estate? Come join us! The Broker Platform has never been more important to ... designers and more, to deliver compelling, valuable and impactful experiences to our broker . We are looking for individuals who can help foster an inclusive culture… more
- Mizuho Corporate Bank (New York, NY)
- …requires wide breadth of expertise in various regulatory reporting , especially for broker dealer regulatory reports , as well as experience in managing projects and ... A ssurance P rogram with various regulatory reports, especially broker dealer reg ulatory report s such as FOCUS,...Bachelor's degree + CPA or CFA or equivalent certification preferred + 5+ years of relevant experience at large… more
- Broadridge Financial Solutions (New York, NY)
- …career, while helping others along the way, come join the Broadridge team. The Bank Broker Dealer Head of Strategy and Business Development is a key member of the ... strategic fit, economic models and launch) to support any new initiatives. Preferred Requirements: + Bachelor's degree (Advanced Degree Preferred ) in a… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... business and regulatory environment is required. + Control framework knowledge & experience preferred eg SOX 404, COBIT and COSO frameworks. + Deep knowledge and… more
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