- JPMorgan Chase (Brooklyn, NY)
- …a strong commitment to upholding a sound risk and controls environment ** Preferred qualifications, capabilities, and skills** + Bachelor's Degree preferred ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- Raymond James Financial, Inc. (New York, NY)
- …a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by maintaining proficient knowledge of applicable regulations and ... Degree (BA/BS) in a related discipline required with a Master's degree preferred . Minimum of twelve (12) years of Compliance, Legal, Banking and/or regulatory… more
- Broadridge Financial Solutions (New York, NY)
- …7+ years of experience in product management, direct leadership over product teams preferred . Experience in financial services or fintech strongly preferred . + ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Zurich NA (New York, NY)
- …East portfolio, execute growth strategies, drive rate and retention, and cultivate broker and client relationships. You will be responsible for achieving key ... industryAND + 2 or more years of management experience Preferred Qualifications: + Bachelor's Degree + CPCU + Advanced...property of Zurich American Insurance. If you are a preferred vendor, please use our Recruiting Agency Portal for… more
- CRC Insurance Services, Inc. (Bronx, NY)
- …our team you will generate new business by developing relationships with broker partners. The Account Service Division (ASD) at CRC Benefits (formerly BenefitMall) ... the essential functions. + **Life/Health Agent's License is required.** + Bachelor's degree preferred , along with a minimum of three (3) years' experience in a… more
- Carrington (Albany, NY)
- …Non Agency or Non QM Loans + Paperless Loan Origination System experience preferred . + DU and LP experience required. + Experience working in a paperless ... environment preferred . **Our Company:** Carrington Mortgage Services-Wholesale Lending is part...the operation. + Superior service levels offered to the broker as you're inside presence ensures every step of… more
- Graham Windham (New York, NY)
- …team to facilitate the client recovery and rehabilitation processes + Refer and broker targeted interventions as needed for families and contribute to the healthy ... of experience working with adolescents/children and parents/caretakers that abuse substances is preferred , or CASAC certification with a BSW and minimum of five… more
- CVS Health (Albany, NY)
- …of financial objectives, and nurturing and growth of important customer and broker relationships. Excellent opportunity to work in a unique, fast paced and ... Office, Excel, TEAMs and PowerPoint - Ability to travel 20-30% nationally ** Preferred Qualifications** - Aetna system and/or product knowledge a plus. - PEO… more
- Santander US (New York, NY)
- …issues from report to completion. + Resource is expected to conduct broker /dealer onboarding by performing FIX testing/certification with counterparties as needed. + ... trading business specifically Equity related products + Algorithmic trading experience preferred with some vendor products exposure + Project management experience… more
- Nutanix (Albany, NY)
- …AMER pipeline reviews to ensure pipeline information is thorough and accurate + Broker internal resources, tools, references and / or investments needed to execute ... help meet the set goals **What You Will Bring** + Bachelor's degree preferred (Computer Science, Sales, Marketing, Business Development) + 10+ years of experience in… more