- Raymond James Financial, Inc. (New York, NY)
- …knowledge of:** + Concepts, practices, and procedures of the securities industry, broker /dealer compliance and/or branch exams + Rules and regulations of the SEC, ... can be used instead of the 24 * Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred . more
- Siebert Williams Shank (New York, NY)
- …and a sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the ... BS or BA in finance, economics, public administration or related fields is preferred + Relevant experience working in the public finance sector required + Excellent… more
- Paychex (Rochester, NY)
- …through virtual interactions. + Scheduling appointments with referral sources, specifically the broker channel to secure referrals to end users. + Conduct outbound ... national meetings. Qualifications + HS Diploma - Required + Bachelor's Degree - Preferred + 1 year of experience in Relevant sales/sales management experience or the… more
- Capital One (New York, NY)
- …technology + At least 5 years of experience in Cyber security ** Preferred Qualifications:** + Experience translating business strategy and analysis into consumer ... network security products and services (Secure Service Edge SSE, Cloud Access Security Broker CASB, Secure Web Gateway SWG, NGFW, VPN, Zero Trust Networking ZTNA) +… more
- Robert Half Finance & Accounting (New York, NY)
- …Financial Services are hiring for a Compensation Accounting Manager role for a global Broker Dealer & Capital Markets firm located in midtown Manhattan New York. Our ... Expenses, Tax Reporting + Bachelor or Master Degree in Accounting or Finance preferred The Compensation Accounting Manager role requires 4 days per week in the… more
- KeyBank (Amherst, NY)
- …to the trade desk to provide pooling/settlement information to the Broker /Dealer within specified timeframes. * Understand and maintain up-to-date knowledge of ... experience in residential mortgage lending, with Secondary Marketing/Shipping experience preferred . * Previous experience in delivering loans to Private Investors,… more
- Waste Connections (Jamaica, NY)
- …support for local contracts * Set up new customers and manage broker accounts * Demonstrate strong communication skills * Utilize proficient computer skills ... and Outlook * Excellent verbal and written communication skills * **Bilingual preferred ** **What you'll get from us:** + Competitive Compensation + 401(K) with… more
- JPMorgan Chase (Manhasset, NY)
- …120 days of starting in the role as a condition of employment ** Preferred qualifications, capabilities and skills** + Proficiency in Mandarin (spoken and written) is ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- World Insurance Associates, LLC. (Woodbury, NY)
- …performance review responsibilities + Complete Understanding of a national insurance broker 's sales, service, and broking platforms + Proficient in all Microsoft ... expertise with excel + Active Property & Casualty license in NJ and/or NY + Preferred insurance designation such as CPCU, CIC, or ARM + 4-year college degree from an… more
- Deloitte (Jericho, NY)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... Agent + Certifications: + Chartered Financial Advisor (CFA) + Certified Financial Planner (CFP) Preferred : + Advanced degree such as Masters of Tax, JD, and/or LLM +… more