- CIBC (New York, NY)
- …Succeed** + Supervise and conduct surveillance of the US registered broker -dealer securities trading products, as well as OTC derivative/swap trading products, ... + Resourceful and creative problem-solving skills + SIE and Series 7, 57, 63 preferred + Good knowledge of MS Office (especially Excel), Bloomberg, Python or other… more
- Amazon (New York, NY)
- …- Experience of a mix of corporate law firm and in-house work Preferred Qualifications - Experience with financial services, payments or e-commerce - Experience in ... - Subject matter expertise in commercial and consumer lending regulations, including credit broker , fair lending and consumer protection laws in the US and other… more
- USTA (New York, NY)
- …for the various corporations, including interaction with the business units and the broker to complete the annual applications. + Administer and manage a system of ... or entertainment industry. + Bachelor's degree and/or paralegal certificate preferred with extensive experience in drafting contracts, agreements, and… more
- SHI (Albany, NY)
- …flows for Workspace/Gateway. + Automation & IaC: PowerShell (Citrix/ Broker /Provisioning/Director modules); ADC NITRO/REST; config-as-code with Git; pipeline-driven ... patching/LCM and upgrade planning; security reviews, documentation, stakeholder comms. ** Preferred Skills** StoreFront, Citrix Studio/Director, Citrix Workspace app, Workspace… more
- Quantexa (New York, NY)
- …infrastructure, including installed software, SaaS, robotics, machine learning, and AI preferred . + Both creativity and coachability, as well as the ability ... experience of working with non-banking financial services (money services businesses, broker dealers, fintech, credit unions, sponsor banks (of Fintech) etc. +… more
- TD Bank (New York, NY)
- …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + JD desirable but not required. + 5-7 years of ... experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global… more
- JPMorgan Chase (New York, NY)
- …including portfolio managers, investment specialists, issuers, rating agencies, and broker -dealers **Required qualifications, capabilities and skills** + 5+ years of ... to work effectively in a team-oriented environment and manage multiple tasks ** Preferred qualifications, capabilities and skills** + Programming skills are a plus +… more
- TD Bank (New York, NY)
- …degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + Advanced degree (JD, MBA, or Masters in Financial ... the equivalent experience at a regulatory body (eg, leading a bank or broker /dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC,… more
- TD Bank (New York, NY)
- …Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + JD desirable but not required. + 7 years of ... experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global… more
- Whitsons Culinary Group (Islandia, NY)
- …(MBA, JD, or equivalent) or professional designation (eg, ARM, CPCU, AIC) preferred . Experience + 7-10 years of progressive experience in risk management, insurance, ... organization. + Proven experience negotiating insurance programs and managing broker /carrier relationships. + Demonstrated expertise in workers' compensation regulations… more