- Broadridge Financial Solutions (Raleigh, NC)
- …to operate in fastpaced, highpressure environments and make datadriven decisions. Preferred qualifications: + Deep familiarity with agile practices (epics, stories, ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Lincoln Financial (Raleigh, NC)
- …+ Other related certifications (PMP, GSNA, CRISC, CCSP, CISM, etc.) preferred **Application Deadline** Applications for this position will be accepted through ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- TD Bank (Charlotte, NC)
- …Business Administration, or related field; an MBA or professional certification (eg, CFA) is preferred + 15+ years of experience with a proven track record in a ... and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws.… more
- Lincoln Financial (Greensboro, NC)
- …in the financial services industry that directly aligns with the specific responsibilities preferred + FINRA Series SIE, 6, 63, L&H + Bachelor's degree or equivalent ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Deloitte (Charlotte, NC)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent Preferred : + Previous Big 4 experience + Experience with partnership, funds, and/or international… more
- Deloitte (Charlotte, NC)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent Preferred : + Experience participating in strategic planning initiatives + Focus on partnership,… more
- Hendrick Automotive Company (Charlotte, NC)
- …the essential functions. Qualifications: + 10+ years insurance company, TPA, or broker claims experience, including litigation management. + A proactive and highly ... Licenses: ☒ Driver's License ☒ CPCU, ARM, AIC or similar professional designation preferred Physical Demands: While performing the duties of this job, the employee… more
- Deloitte (Raleigh, NC)
- …eligible: + Licensed Attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where applicable, ... Solutions Developer (MCSD), AWS (Amazon Web Services) or GCP (Google Cloud Platform) Preferred : + Experience implementing one or more of the following SAP GTS… more
- TD Bank (Charlotte, NC)
- …risk management experience + Familiarity with conducting a Compliance Risk Assessment preferred + Experience working with top tier banks in large scale, ... risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal and… more
- Deloitte (Charlotte, NC)
- …from every sector of the industry, including investment managers, broker -dealers, banks, insurance companies, mutual funds, investment partnerships, hedge funds, ... Agent + Certifications: + Chartered Financial Advisor (CFA) + Certified Financial Planner (CFP) Preferred + Advanced degree such as Masters of Tax, JD, and/or LLM +… more