- Broadridge Financial Solutions (New York, NY)
- …experience in an environment using XPP and working with EDGAR filing. + Prior experience at large financial print organization. + Skilled with XPP typesetting ... as Active Disclosure, Compsci Transform, PROfile or other EDGAR filing software. + Prior experience submitting filings + Prior experience with guiding junior… more
- HUB International (Melville, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... claims, reserves and other key numeric indicators based on prior claims history as well as utilization/H&P data. +...other database management and reporting applications - Knowledge and prior use of Project Management software is preferred; +… more
- Mizuho Corporate Bank (New York, NY)
- …risk to the firm + Ability to prioritize onboarding cases to ensure completion prior to deadlines + Liaise with Front Office and clients directly + Review monthly ... 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements). + Ability to understand an Investment Advisor's organization… more
- City of New York (New York, NY)
- …to the next step/stage for processing. Ensures the successful processing of the prior day's assigned cases to ensure daily processing targets are achieved. HPA/ CRPU ... checks associated with the approvals. Review cases for accuracy prior to approving grants and approval notices which involves...W9 TIN clearance, proof of ownership, and lease and broker 's licenses), review WMS information to ensure that an… more
- Lincoln Financial (Albany, NY)
- …position. + Technical knowledge in investment accounting and reporting, including prior experience working in investment accounting systems. + Strong problem-solving ... Word, PowerPoint, Outlook). _Nice to have experience (Preferred)_ : + Prior external audit experience in the insurance industry strongly desired. **Application… more
- Carrington (Albany, NY)
- …any Closing related concerns. + Provide appropriate exception-based review of loan conditions prior to funding and prior to purchase. + Create and implement ... and more efficiently inside the operation. + Superior service levels offered to the broker as you're inside presence ensures every step of the loan process is… more
- TD Bank (New York, NY)
- …of experience **Desired Skills & Experience** + Minimum of 7 years of prior regulatory, compliance, and/or risk management experience + Familiarity with conducting a ... risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal and… more
- CBRE (New York, NY)
- …development and presentations as needed. + Lead transition planning efforts post-award prior to Kickoff, including team mobilization. + Support the Account Team to ... will include team leadership, implementation of client real estate plans, broker selection, financial management, KPI reporting, process improvement, and related… more
- Citigroup (New York, NY)
- …with the client FDC relationship. + Participate in structured service reviews and/or Broker Votes with follow up detail and action plans + Know Your Client ... of global markets, including market regulations and operational/settlement procedures + Prior experience in a client facing role + FINRA Licenses **SIE,… more
- Prestige Employee Administrators (Melville, NY)
- …with Brokers and Prospects during Sales Process + Maintain database for all Broker and Prospect contact information + Request and gather data to prepare Proposal ... for Prospects + Prepare Presentations, Proposals/Quotes prior to all meetings + Direct liaison with Underwriters beginning with overseeing accurate form submissions… more