- Wells Fargo (Charlotte, NC)
- …+ Process and execution-focused while building strategic client and internal relationships; prior experience working with clients to collect and review loan and due ... screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject… more
- Wells Fargo (Charlotte, NC)
- …Experience with SPG (eg ABS, CMBS, CMO, ARM, Whole Loans, CMBX) + Prior experience in product development, product management, or change management capacity + ... screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject… more
- TIAA (Charlotte, NC)
- …well as product development and management. + Experience in wealth and broker /dealer risk management. + Experience working closely with legal, compliance and ... + A self-starter with excellent interpersonal, organizational, and leadership skills. + Prior experience working directly with regulators, such as the OCC, SEC,… more
- WTW (Charlotte, NC)
- …regulators and external service providers. **Insurance** + Liaison with insurance broker and reinsurance brokers as required. + Assist with underwriting decisions ... production of board papers. + Ensure timely production of minutes and review prior to distribution. + Action matters arising from client meetings + Ensure relevant… more
- Wells Fargo (Charlotte, NC)
- …screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- Wells Fargo (North Wilkesboro, NC)
- …screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- Wells Fargo (Charlotte, NC)
- …screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more
- General Motors (Concord, NC)
- …using web frameworks like Flask, Django, etc. + Experience with event streaming/message broker technologies like Kafka, Event Hubs or Confluent + Experience with AWS ... applicable, to successfully complete a role-related assessment(s) and/or a pre-employment screening prior to beginning employment. To learn more, visit How we Hire… more
- Bank of America (Charlotte, NC)
- …responsibilities include internal reconciliation and fail research of all Prime Broker Client transactions, following up with clients and contra brokers directly ... particularly with Excel (V/X Lookups, pivot tables). **Desired Qualifications:** + Prior experience working within global markets operations or financial services. +… more
- Wells Fargo (Charlotte, NC)
- …screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance with FINRA rules, individuals who are subject ... disqualification are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with ongoing regulatory… more