- Carrington (Albany, NY)
- …external parties as required to resolve outstanding issues. + Communicates with Sales Management, Account Executives, Operations Manager , Disclosure ... loans submissions, monitors incoming documents, and verifies data collected by Broker . + Obtains necessary information (ie, loan applications, credit documents,… more
- CIBC (New York, NY)
- …serves as the primary liaison between the Front Office Trading groups and the Sales desks, as well as their internal and external vendors, brokers and suppliers. Our ... business strategy. This role will be the lead Business Manager for multiple Trading Product areas but will focus...and resolve issues / problems to ensure Traders and Sales staff can focus on the specialized roles for… more
- CenterWell (Albany, NY)
- …is primarily responsible for managing the response to consultant or broker issued RFPs/RFIs, including full-scale project management, written narratives, and ... communicate and is client facing. Understanding of the PBM industry and B2B sales processes to effectively address client needs and challenges. We are looking for… more
- Deloitte (New York, NY)
- …projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives + Promote and ... eligible: + Licensed Attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where applicable,… more
- BMO Financial Group (New York, NY)
- …challenge. + Build relationships and collaborate with other department teams such Legal, Operations , Middle Office, and Sales & Trading. + Assist with the ... Working directly with the Line of Business (Structured Products Trading and Sales personnel), colleagues within CMS, and Compliance, the VP will be responsible… more
- Broadridge Financial Solutions (New York, NY)
- …results through strong leadership, product vision, and advanced knowledge of market data operations . We are made up of high performing teams that meet in person ... work remote. Responsibilities + Lead the governance of all market data operations , ensuring effective risk management, compliance, and audit readiness across the… more
- Deloitte (New York, NY)
- …projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives + Promote and ... assess and deploy technology solutions to enable international trade management operations . + Helping importers and exporters achieve worldwide compliance and… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker -dealer requirements and corresponding oversight. We are looking for someone to work closely ... aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products, services and automated… more
- TD Bank (New York, NY)
- … dealer or regulator. + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable rules and ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Carrington (Albany, NY)
- …conditions, stipulations or pre-funding requirements received. + Communicates with clients, sales teams and operations teams to resolve outstanding issues ... the operation. + Superior service levels offered to the broker as you're inside presence ensures every step of...in the most efficient manner possible. + Professional account manager 's partner with you and your brokers to add… more