- Broadridge Financial Solutions (Edgewood, NY)
- …influential role, you will provide visionary leadership to the SRE team, advising senior management on project status and strategic issues. Youll be responsible for ... and developing project estimates, timetables, and comprehensive plans for senior leadership. Responsibilities: + Instruct, assign, direct and review the… more
- JPMorgan Chase (New York, NY)
- …change and a supportive culture. In this role, you'll collaborate with senior leaders and teams across various asset classes to develop client-focused strategies ... Summer Analyst in JPMorgan Chase, you will work in partnership with our senior business leaders to develop strategies that support our clients' needs. This role… more
- SMBC (New York, NY)
- …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... identification of emerging risks impacting the non-bank financing landscape. + Provide senior level guidance to junior staff in credit analysis, internal procedure… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in ... functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...or more years of experience with a registered US broker dealer or regulator. + JD desirable but not… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of ... Compliance experience **Preferred Qualifications:** + Experience with a registered US broker dealer, regulator, or global financial organization. + Knowledge of… more
- Broadridge Financial Solutions (Albany, NY)
- …drive program governance and stakeholder alignment, and serve as a senior delivery liaison to Product and Engineering. Responsibilities: + Lead complex, ... status reporting; managing stakeholder alignment and expectations. + Serve as a senior delivery liaison to Product and Engineering: shape backlog priorities, write… more
- New York State Civil Service (Albany, NY)
- …Management. Duties include, but are not limited to, the following:* Assists Senior Accountant with entering daily cash receipts and maintains familiarity with ... Law and the fees/taxes associated with each; * Assists Senior Accountant with reconciling cash receipts and maintains a...to correct them; * Maintains company and excess line broker databases and tables in an accurate and timely… more
- TD Bank (New York, NY)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams to ... regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- TD Bank (New York, NY)
- …willingness to recognize and reward the contributions of others + As a senior executive team member, and across all areas of accountability, optimizes TDBGs ... to maximize efficiency, effectiveness, and scale + As a senior leader of the organization, oversees strategies to attract,...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- Guardian Life (New York, NY)
- …which support our strategic priorities. + Develop and maintain strong relationships at senior levels with our top clients, brokers, and other key stakeholders. + ... team on market trends as represented by customer and broker feedback. + Foster a culture of accountability, collaboration...and customer-centricity. **You have:** + 10+ years in a senior relationship executive role required. + Advanced degree or… more