- TD Bank (Charlotte, NC)
- …risks and taxonomies related to consumer and commercial banking, securities ( broker -dealer), and wealth management businesses + Excellent written, verbal and ... report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change… more
- Deloitte (Charlotte, NC)
- …approval: + Licensed attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where applicable, ... Certification + Open Group Certified Architect (Open CA) + Open Group Certified IT Specialist (Open CITS) + IASA's Certified IT Architect (CITA) (Level F or A) +… more
- Xylem (Charlotte, NC)
- …rules, FSFE criteria, and audit procedures. + Demonstrated experience with broker management, audit responses, and documentation controls. + Expertise in ... + US Customs Brokerage License highly desirable + CTCS (Certified Trade Compliance Specialist ) The estimated salary range for this position is $93,900 - 125,000 plus… more
- Deloitte (Charlotte, NC)
- …they apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies + Ability to develop ... Preferred Qualifications + AML Consulting Experience + Certified Anti Money Laundering Specialist (CAMS), CFE, or equivalent + Regulatory experience + Ability to… more
- Lincoln Financial (Raleigh, NC)
- …delivery, and operational tasks within a core infrastructure organization. This specialist position will perform and deliver on routine data protection ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more