- Guardian Life (New York, NY)
- …Compliance Legal Team? As a Data Analyst in Compliance, you will support compliance programs to ensure insurance products and services offered by Guardian ... and its subsidiaries, including affiliated broker dealers, comply with applicable laws, regulations, and standards. This is a highly visible role as you work with… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker -dealer requirements and corresponding oversight. We are looking for someone to work closely ... regulatory compliance controls are operating and aligned to regulatory requirements. + Support root cause analysis in response to material control failures in… more
- TD Bank (New York, NY)
- …This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as ... the Bank, those we serve, and the economies we support . We are guided by our vision to Be...conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we… more
- JPMorgan Chase (Fayetteville, NY)
- …comprehensive financial planning and advice to individuals and families. Your expertise will support a wide range of clients, from those just starting to save to ... senior advisors to deepen with and serve clients. **Job responsibilities** + Support a thriving book of business by delivering personalized investment solutions to… more
- Comerica (New York, NY)
- …be responsible for new business development, onboarding, portfolio management and underwriting to support the needs of the group. This role will support ... Financial Institutions and Non-Bank Financial Institutions, including Payroll Providers, Broker Dealers, Title/Escrow companies, and Fintech organizations. Position Responsibilities:… more
- Broadridge Financial Solutions (New York, NY)
- …come join the Broadridge team. We are searching for a Benefits Analyst to support the US Benefits team with the delivery and administration of Health and Welfare, ... processing benefits during Open Enrollment period + Provide guidance and operational support for benefits program including but not limited to benefit plan features,… more
- Living Resources (Albany, NY)
- …is a non-profit human services agency. Our core purpose is to support and empower individuals with disabilities or other life-challenging conditions to live ... of others. Living Resources provides individuals with disabilities and special needs the support they need to thrive and lead active, full lives. For many Living… more
- Paychex (Rochester, NY)
- …on fostering an inclusive and innovative culture. Our leaders are here to support your career journey; they and our dedicated employees embody the values that ... drive us to support each other, our clients, and our communities. Join...interactions. + Scheduling appointments with referral sources, specifically the broker channel to secure referrals to end users. +… more
- Lincoln Financial (Albany, NY)
- …the deferred compensation liability; monitor cash flow to ensure hedging adequacy. * Support the annual proxy filing with data and details on the deferred ... programs and campaigns. * Facilitate educational sessions and workshops. Global Benefits * Support the administration and governance of the frozen UK pension plan *… more
- JPMorgan Chase (New York, NY)
- …work in partnership with our senior business leaders to develop strategies that support our clients' needs. This role involves collaborating with teams that manage ... learn about our business and then be placed with a team in sales support , marketing, business management, strategy or training. This is a rotational program and you… more