- Hold Brothers (New York, NY)
- About the Job: Hold Brothers Capital, LLC, is a FINRA Registered, SEC, Self-Clearing Broker Dealer. We strive to be a complete destination for traders looking to ... customizable upon trader request. + First class, in-house tech support , and connectivity + Remote trading available + Self-Clearing...are required to be registered, and licensed with our broker -dealer in order to trade at the firm. Either,… more
- Lincoln Financial (Albany, NY)
- …Glance** We are excited to bring on a Specialist, Project Management Support to the Group Protection Portfolio Enablement Organization. The Specialist, Project ... Management Support will contribute to the execution of portfolio initiatives...put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Kestra Financial (Wappingers Falls, NY)
- …in the financial services industry allowing for a strong understanding of broker /dealer operations and financial services products, including but not limited to: ... equities, bonds, options, mutual funds, annuities, insurance, and managed accounts + Previous experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 required + Series 65/66 preferred: (or… more
- AON (New York, NY)
- …participation at the above referenced or similar + Contribute to and help support the team's annual new business sales goal, with individual sales goals typically ... better serve as a Trusted Risk Advisor and in support of referral activity to HTB Commercial Lines and...Proficiency in MS Office suite, especially Excel. + Resident broker Property & Casualty license required and must be… more
- TD Bank (New York, NY)
- …& Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards and ... + **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing… more
- OTC Markets Group Inc (New York, NY)
- …Work frequently with internal departments-including Accounting, Legal, and others-to support seamless event execution. + Product Management: Oversee the 1x1 ... with the integration, and troubleshooting of VIC add-ons and enhancements. + Client Support : Guide VIC clients through onboarding and provide ongoing support and… more
- AON (New York, NY)
- …to the needs of the audience and the circumstances of the presentation. + Lead, support and monitor the renewal process. At the direction of the Broker , drafts ... to a less senior account specialist. Delegates work to support staff and ACS where applicable. How this opportunity...monitor the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders,… more
- MUFG (New York, NY)
- …in gathering the requirements, will be responsible for the FR2004 reporting, will support the Fed's FOMC Operations, and will support the Fixed Income ... middle office operational functions including, but not limited to, FR2004 reporting, providing support for the Fed Auction process, and support the lifecycle of… more
- HUB International (New York, NY)
- …enables our teams to maintain their own unique, regional culture while leveraging support and resources from our corporate centers of excellence. HUB is one of ... the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, personal… more
- Zurich NA (New York, NY)
- …relationships with broker partners and customers across all industries in support of business objectives + You will leverage your casualty underwriting acumen ... Equivalent and 6 or more years of experience in the Claims or Underwriting Support areaOR + Zurich Certified Insurance Apprentice including an Associate Degree and 1… more