- Anywhere Real Estate (Charlotte, NC)
- …be expected to keep a pulse on global real estate trends to support business planning. This role is 100% remote. **Key Responsibilities:** 1. **Client Relationship ... the liaison between Client Groups, brand leadership, and internal service teams. Support onboarding for new members including technical issues. 2. **Global Strategy… more
- Sands Investment Group (Charlotte, NC)
- …brokers to push through obstacles hindering growth and specialize in a product type Support to leverage our best asset: As our brokers take on leadership roles and ... access to all the best industry resources and back-office support State of the art In-house marketing team Top...a team oriented mindset Collaborate with other brokers and support staff to ensure success across all levels of… more
- Wells Fargo (Charlotte, NC)
- …as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong ... risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational,… more
- Truist (Charlotte, NC)
- …FOCUS II report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker /dealers 23. Support the Corporate Controller and Financial Reporting team on ... established policies & procedures. 2. Provide accounting guidance and support to ensure new products or transactions are accounted...Review of reporting and analyses of monthly results in support of the closing process (EOC and other monthly… more
- CBRE (Charlotte, NC)
- …case studies, and market overviews. **Sales Enablement & Thought Leadership** + Support broker pursuits with customized insights, storytelling, and compelling ... Advisory Segment Role type Full-time Areas of Interest Sales Support Location(s) Charlotte - North Carolina - United States...business strategy. **What You'll Do:** Client Strategy & Project Support + Partner with industrial brokers and clients to… more
- Bank of America (Charlotte, NC)
- …of regulatory reporting returns for locally regulated legal entities including broker dealers and swap dealers. Key responsibilities include performing and ... regulatory calculations, performs and documents control processes for local Banks, Broker Dealers and other legal entities, prepares/reviews data submissions for… more
- Atria Wealth Solutions (King, NC)
- …in living out its mission, "to help you make smart financial choices" and support the expected behaviors of the Synergy culture. To achieve this goal the employee ... tolerance, and conduct a current economic environmental scan. + Support all product and campaign launches. + Conduct workshops...forth by the credit union, FINRA, SEC and the broker /dealer. + Accountable for meeting annual business plan and… more
- Wells Fargo (Charlotte, NC)
- …role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital Markets and Warehouse ... and Investment Banking (CIB) Compliance team and requires deep expertise in broker -dealer regulations and lending compliance. **In this role, you will:** + Serve… more
- The Cigna Group (Raleigh, NC)
- …to deliver compelling and valuable solutions to present to our clients and broker partners. The NSD is also responsible for relationship management with external ... will focus on clients over 3000 lives and take into consideration broker relationships, growth strategies, competitive intel, local trends, and core product… more
- Principal Financial Group (Raleigh, NC)
- …new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals, ... investment account applications. Manage account openings and asset movement requests with broker dealer. + Utilize industry technology, such as Salesforce CRM and… more