• FR2004 Regulatory Reporting, AVP

    MUFG (New York, NY)
    …gathering and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, ... any Cxl'd and Corrected tickets to determine if any actions in the backOffice system is needed. + Send trade-recap to customer clients and request for allocations +… more
    MUFG (06/08/25)
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  • Executive Director, Office of Mail Renewal (OMR),…

    City of New York (New York, NY)
    …and forward to OMR electronically via EDITS (Eligibility Data and Image Transfer System ) Renewal. Most consumers return their renewals by mail, but they also have ... Managed Care Program (MCP), interfaces with managed care delivery systems comprised of Managed Care Organizations (MCOs) and case...client advocates, and MAXIMUS (the state managed care enrollment broker for the managed care program) to ensure the… more
    City of New York (05/14/25)
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  • Real Estate Specialist 2

    New York State Civil Service (Latham, NY)
    …90 days of receiving computer access, all training associated with assigned data systems such as Statewide Financial System (SFS), GFEBS and Statewide Learning ... preparing cost estimates.* Coordinates and oversees consultant contracts including tenant broker agreements.* Coordinates with OGS to negotiate with property owners… more
    New York State Civil Service (07/08/25)
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  • Territory Sales Trainer - Nebraska / Iowa…

    UNUM (Albany, NY)
    …contributes to achieving territory goals, including those related to recruiting, broker rep development and quality portfolio management. **Principal Duties and ... + Drive adoption and utilization of the leads management system by training and demonstrating how to effectively track...a Public Sector specialist for territory. + Support new broker rep development. + Support territory rollouts for new… more
    UNUM (08/01/25)
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  • VP, Sales and Business Development Lead- Market…

    OTC Markets Group Inc (New York, NY)
    …Venture Market and Pink(R) Open Market. Our OTC Link(R) Alternative Trading Systems (ATSs) provide critical market infrastructure that broker -dealers rely on ... existing clients, establish collaborative relationships, update clients on product and system enhancements, and work to ensure client satisfaction + Create… more
    OTC Markets Group Inc (06/25/25)
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  • VP, Investment Management Architect (Hybrid…

    Broadridge Financial Solutions (New York, NY)
    …designing, implementing, and overseeing the technical architecture of investment management systems . This role requires deep expertise in both investment management ... processes and technology solutions, ensuring that the systems support Broadridge strategic goals and optimize operational efficiency. Key Job… more
    Broadridge Financial Solutions (07/04/25)
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  • Principal Generative AI Solutions Architect,…

    Amazon (New York, NY)
    Description Are you passionate about pioneering the future of autonomous AI systems and eager to solve real-world problems with cutting-edge agentic solutions? The ... AI/ML stack. As a GenAI Solutions Architect specializing in agentic systems , you'll architect multi-agent ecosystems where specialized AI agents collaborate through… more
    Amazon (07/29/25)
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  • Account Manager Lead

    Insight Global (New York, NY)
    …of outstanding balances, ensuring data integrity within the agency management system , and managing third-party vendor relationships. This position requires a high ... sized commercial book of business (20M +) PnC and broker 's license, PnC casualty agent and PnC broker... broker 's license, PnC casualty agent and PnC broker Outstanding Communicator and self starter Proficiency with Applied… more
    Insight Global (07/31/25)
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  • Compliance Governance & Operations Manager

    TD Bank (New York, NY)
    …+ **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing ... materials for a broker -dealer/bank.** + **Prior testing, audit or business operations experience...team members in the use of Issues and Events system for tracking and reporting + Prepares summaries, presentations,… more
    TD Bank (07/26/25)
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  • Senior Associate General Counsel - Capital Markets…

    US Bank (New York, NY)
    …supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the ... regulatory authorities, especially the SEC and FINRA + Experience with broker -dealer corporate governance + Familiarity and experience with relevant trade groups… more
    US Bank (07/23/25)
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