- Truist (Orlando, FL)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... activities may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more
- Deloitte (Miami, FL)
- …a financial services organization (preferably a bank, capital markets organization or broker -dealer), regulatory agency, or consulting firm with a clear record of ... the risk function at a bank, capital markets organization or broker -dealer, including execution and oversight processes, risk assessment, reporting, controls,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, retail investment platforms, and UHNW product risks ... (15) years of financial services experience required . Experience in broker -dealer or wealth management firms preferred, especially with exposure to front-office… more
- Zurich NA (Tallahassee, FL)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... with Microsoft Office Preferred Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills +… more
- Navy Federal Credit Union (Pensacola, FL)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- Zurich NA (Tallahassee, FL)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... with Microsoft Office Preferred Qualifications: + Bachelor's Degree + Established broker relationships. + Sales execution mindset + Creative problem-solving skills +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …- External** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Operations of broker dealers, hedge funds, private equity, and similar firms * Fund accounting ... or finance and a minimum of five to seven (5-7) years of experience at a broker /dealer, hedge fund, private equity firm, or similar in a related role ~or~ * Any… more
- USG Insurance Services, Inc. (Miami, FL)
- …and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. ... coverages + Provide guidance and supervision to the team as requested by the Broker + Manage incoming calls from producers and companies + Foster strong working… more
- Kemper (Bradenton, FL)
- …over 4.7 million policies, is represented by approximately 24,000 agents and brokers , and has approximately 7,500 associates dedicated to meeting the ever-changing ... needs of its customers. Learn more at Kemper.com . *Alliance United Insurance Company is not rated. _We value diversity and strive to be an employer of choice. An Equal Opportunity Employer, M/F/D/V_ **Our employees enjoy great benefits:** * Qualify for your… more
- Performance Food Group (Miami Gardens, FL)
- …to cover the entire sales territory. + Communicates with local brokers /manufacturer representatives to uncover sales opportunities. + Follows through on all ... commitments in a timely manner. Matches the customers long- and short-term needs to the features and benefits of Vistar's service system, and advocates ideas and solutions that promote customers' business strategies. Compares features and benefits of Vistar's… more