- AdventHealth (Orlando, FL)
- …behalf of the AdventHealth Research Institute. Serve as a system-wide Honest Broker , adhering to regulatory guidelines and internal policy for de-identification and ... limited data set delivery. Develop subject matter expertise around research operations and regulations and their impact on data delivery methods. Work with Research Operations staff to develop and maintain performance measurement processes (database… more
- Cushman & Wakefield (Tampa, FL)
- …delivery * Coordinate and manage transaction teams * Oversee/manage the field broker selection process * Determine clients' needs and communicate project parameters ... * Oversee negotiations and management of transactions * Collaborate with the portfolio administration team to help ensure data accuracy * Coordinate legal review of all client leased/owned documents * Ensure the accuracy of financial data and reporting *… more
- Acosta Group (Tampa, FL)
- …have 3 - 5 years prior experience with data entry, preferably with a food broker or college graduate. + Must have prior experience utilizing MS Word, Excel and ... e-mail programs. Knowledge, Skills, and Abilities + Strong communication skills internally and externally + Motivated self-starter and problem solver. + Efficient and effective use of Micro Soft Office. + Must be able to represent the company in a professional… more
- LCEC (North Fort Myers, FL)
- …compensation, cyber, and auto coverage. Oversee insurance renewals, claims processing, broker relationships, and cost analysis + Manage the records retention program ... in coordination with counsel and IT teams to ensure secure, compliant document handling. + Oversee the development, review, and implementation of internal policies and procedures to ensure alignment with risk and compliance goals. + Serve as a subject matter… more
- Lincoln Financial (Tallahassee, FL)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more
- MUFG (Tampa, FL)
- …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution + Demonstrated proficiency in technology as required for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …rules (eg, FINRA 3210). + Liaise with employees and certain broker -dealers to ensure completion of policy driven requirements including account certifications, ... disclosure, and ongoing receipt of transactions. + Interfaces with specific business platform management associates to inform them of any supervisory concerns that may arise with branch or home office associates and work together with them to address these… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Essential Duties and Responsibilities:** + Liaise with employees and certain broker -dealers to ensure completion of policy driven requirements related to FINRA ... Rule 3210 including account certifications, disclosure, and ongoing receipt of transactions. + Interfaces with specific business platform management associates to inform them of any supervisory concerns that may arise with branch or home office associates and… more
- The Hartford (Lake Mary, FL)
- …external business partners such as a representative from an agent or broker 's office. + Self-motivated to consistently deliver prescribed services and meet ... deadlines. + Flexible with the ability to perform as part of a team. + Training or experience in administrative functions or customer service. + For full-time, occasional, or remote positions: (1) high speed broadband internet service is required, we do not… more
- NextEra Energy (North Palm Beach, FL)
- …expert for state regulations and requirements + Assists with managing producer, broker , and claims adjuster licenses and renewals and database management + ... Periodically meets with management to provide updates on licensing and outstanding tasks + Gather information for any state related reporting, surplus lines tax filings or data calls + Assists in providing information for internal and external requests +… more