- Deloitte (New York, NY)
- …a financial services organization (preferably a bank, capital markets organization or broker -dealer), regulatory agency, or consulting firm with a clear record of ... the risk function at a bank, capital markets organization or broker -dealer, including execution and oversight processes, risk assessment, reporting, controls,… more
- SMBC (New York, NY)
- …across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker -Dealer legal entity CRO umbrella. - Track and manage regulatory, audit, and ... reporting approaches). - Understand regulatory requirements applicable to Swap-Dealer, Broker -Dealer, and Bank entities. **Communication and Leadership:** - Exhibit… more
- Brighton Health Plan Solutions, LLC (Westbury, NY)
- …approvals and ensure expenses are paid in accordance with company policy. + Own broker payment process and enforce company policies around the process. + Review all ... broker contracts (pass through arrangements) and ensure agreements are properly billed, recorded in the general ledger and payments processed. + Execute the running… more
- Raymond James Financial, Inc. (New York, NY)
- …an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, retail investment platforms, and UHNW product risks ... (15) years of financial services experience required . Experience in broker -dealer or wealth management firms preferred, especially with exposure to front-office… more
- Insight Global (New York, NY)
- …from medium to large sized commercial book of business (20M +) PnC and broker 's license, PnC casualty agent and PnC broker Outstanding Communicator and self ... starter Proficiency with Applied Epic is a large plus Background coming from Aon, Lockton, or Marsh null We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an… more
- Barnes & Noble (Westbury, NY)
- …customized solutions using Peoplecode, Application Engine, SQR, App Designer and Integration Broker . * Work with the Human Resources team to support and enhance ... * Experience with Peoplecode, Application Engine, SQR, App Designer and Integration Broker * Knowledge of Oracle Financials a plus EeoStatement: Barnes & Noble… more
- OEC Group (Queens, NY)
- …+ 5-10 years of experience as Customs Brokerage Manager (must be a licensed Customs Broker ) + Ability to mentor and lead the New York Customs Brokerage team. + ... Customs Regulations + Experience managing a team of Entry Writers. + Customs Broker License is required. Salary $100,000-$120,000 base salary based on education and… more
- AIG (New York, NY)
- …business strategies and marketing strategies to achieve this goal. + Develop new broker relationships and maintain existing broker relationships within the Zone. ... + Participate in relationship and account stewardship activities. + Work with other managers across Retail Casualty to develop cross marketing target lists. + Manage Travel & Entertainment expenses incurred by your team. + Manage Underwriting Quality Review… more
- TD Bank (New York, NY)
- …+ **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing ... materials for a broker -dealer/bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and… more
- CVS Health (Albany, NY)
- …who help us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the small group segment ... ability to work independently. **Preferred Qualifications** + Established relationships with Broker Channel. + Carrier Sales experience. + Salesforce experience. +… more