- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities...solid foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to… more
- Justworks (New York, NY)
- Benefits Broker Partnerships Manager New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness ... Will Work On + Develop deep, strategic relationships with broker partners in your book of business to drive...How You Will Do Your Work As a Benefits Broker Partnerships Manager, how results are achieved is paramount… more
- Mizuho Corporate Bank (New York, NY)
- …requires wide breadth of expertise in various regulatory reporting , especially for broker dealer regulatory reports , as well as experience in managing projects and ... A ssurance P rogram with various regulatory reports, especially broker dealer reg ulatory report s such as FOCUS,...reporting quality assurance or internal audit + knowledge of broker dealer regulatory reporting especially FOCUS report + knowledge… more
- Marex (New York, NY)
- …number of different entities in the United States. The team will work with brokers or client services to gather the proper documentation and configuring the client's ... local regulatory requirements and Group standards and procedures + Communicate with brokers , sales, and other support & control functions on necessary account… more
- ADP (Latham, NY)
- ADP is hiring a **H-B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + ... **What you'll do:** _Responsibilities_ As a Major Accounts Sales H-B Broker District Manager, you will identify and cultivate new business opportunities… more
- Broadridge Financial Solutions (New York, NY)
- …career, while helping others along the way, come join the Broadridge team. The Bank Broker Dealer Head of Strategy and Business Development is a key member of the ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- ADP (New York, NY)
- …enjoy the rewards, support and recognition you deserve. **ADP is hiring a Broker Enterprise Sales Representative** . In this position you will be responsible for ... leads to organizations with 1,000 or more employees via the existing MAS Broker relationships to drive strategic HCM initiatives within those organizations. You must… more
- WTW (New York, NY)
- …closely with our teams across the globe. **The Role** A role for an Associate Broker within Credit Risk Solutions team in New York has arisen for an enthusiastic ... responsibilities will include, but not be limited to:_ + Working with/shadowing the broker when dealing with new enquiries and obtaining insurer feedback + In… more
- Anywhere Real Estate (Buffalo, NY)
- …real estate industry. Our Franchise Group delivers value to agents and brokers through powerful marketing, sales support systems, training, mentorship, and tools & ... technology that help to fuel their success in a competitive real estate environment. Anywhere Real Estate Inc. (http://www.anywhere.re/) **(NYSE: HOUS) is moving real estate to what's next.** Home to some of the most recognized brands in real estate Better… more
- Jimcor Agency Inc. (Plainview, NY)
- …and pricing with a high sense of urgency. Interacts with Companies and Brokers via telephone, e-mail, in-person visits, networking and regular mail. Essential Duties ... and Responsibilities: + Develop client relationships to generate submission opportunities and a regular flow of business. + Review submission documents received to prepare additional information including; loss pics/summaries, loss stratifications, risk… more