- Deloitte (Jericho, NY)
- …funds, private equity, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications ... Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per week + 3+ years' experience providing tax planning services or preparing and reviewing client work papers and… more
- City of New York (New York, NY)
- …related to New York City's Cashless Ban, prohibition on mandatory tenant-paid broker fees, and price gouging. 4. Provide legal counseling to other divisions ... as the subject matter expert regarding licensed categories, particularly issues related to the interpretation of licensing laws and rules; assisting with the review and drafting of legislation; review and revise Licensing and Enforcement Division… more
- Deloitte (New York, NY)
- …funds, private equity, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications ... Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per weekS + 5+ years' experience providing tax planning services or preparing and reviewing client work papers and… more
- JPMorgan Chase (Bronx, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made ... available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the common control of JPMorgan Chase &… more
- TD Bank (New York, NY)
- …the equivalent experience at a regulatory body (eg, leading a bank or broker /dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC, ... FINRA, CFTC, NFA, or Exchange Market Surveillance department) is highly desired. + In-depth knowledge of trade and communications surveillance tools and vendors, for detecting market abuse and manipulation. + Product knowledge of FX, exchange traded products… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- City of New York (New York, NY)
- …insurance as a corporate insurance manager, insurance agent, insurance underwriter or insurance broker ; or b. High school graduation or evidence of having passed an ... examination for the high school equivalency diploma or the US Armed Forces GED certificate with a score of at least 35 on each of the five tests and an overall score of at least 225 in the examination for the certificate; plus five years of satisfactory… more
- Prestige Employee Administrators (Melville, NY)
- …Office) and the ability to learn and adapt to new systems + Broker license preferred Skills and Personal Qualifications: + Fundamental understanding and experience ... in administration of employee benefits and the community-rated market + Working knowledge of compliance with ERISA and IRS laws + Ability to administer multiple priorities at once + Ability to work in a fast-paced environment + Prism a plus + Worked in… more
- CVS Health (Amherst, NY)
- …oversee and facilitate all Audits for Meritain Health. Including: **Plan Sponsor, broker , Aetna, and Sox, etc.** Engages all appropriate parties and **implements ... best practices and develops Audit Policies & Procedures.** + Assesses and validates the effectiveness of internal control over financial reporting. + Designs and oversees the execution of audit procedures, including sampling and testing, to improve and… more
- HUB International (Melville, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... health, employee benefits, investment and wealth management products and services. Becoming a part of HUB means that you thrive in an entrepreneurial and fast paced team environment supported by over 20,000 professionals in 750 offices across North America. We… more