- BlackRock (New York, NY)
- …**Qualifications** + Bachelor's degree + 3+ years compliance background with a broker -dealer, mutual fund, or ETF business with 1+ years advertising review ... experience. + Strong familiarity with FINRA and SEC advertising rules. + Series 7 registration required; Series 63 and 24 preferred (absolutely required within 2 months). + Excellent organizational and interpersonal skills; should be solutions driven,… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. ... + Strong oral and written communication skills. + Ability to build and maintain professional relationships with internal and external parties. + Produce high quality output timely and accurately. + Strong technology skills including Word, PowerPoint and Excel.… more
- CVS Health (Amherst, NY)
- …claims administration, from reinsurance/stop loss, data analytics, provider and broker relations, underwriting, eligibility, finance, client management and much ... more. Develop and hone your skills as a critical thinker, problem solver, and highly effective communicator with a meticulous eye for detail and superior organization - foundational skills that will serve you throughout your entire career. We will provide… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... perform various audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, Hong Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's… more
- Guardian Life (New York, NY)
- …life and annuity insurance products. Park Avenue Securities is Guardian's broker -dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... expanded suite of products and solutions to help them achieve financial well-being. The High Net Worth Specialist plays a critical role in driving growth within our wealth management business by supporting financial professionals in identifying, positioning,… more
- Anywhere Real Estate (New York, NY)
- …as needed. **Job Requirements:** + Valid NY Real Estate Salesperson or Associate Broker License required. + 5 years of proven experience in real estate brokerage, ... preferably with a focus on new development marketing. + Minimum of 1 year of experience in onsite new development leasing. + Strong customer service approach. + Excellent verbal and written communication skills, enabling successful interaction with ownership,… more
- Broadview FCU (Schoharie, NY)
- …bonding, maintain a NY State Property and Casualty, or Agent's or Broker 's license and any required continuing education Starting Compensation: $20.00/hr., plus a ... competitive benefits package Bilingual individuals who are fluent in a second language in addition to English are highly encouraged to apply. We are an equal opportunity employer. We do not discriminate on the basis of race, creed, color, national origin,… more
- MUFG (New York, NY)
- …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution + Demonstrated proficiency in technology as required for… more
- HUB International (New York, NY)
- **About HUB/TCG:** HUB International is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and ... health, employee benefits, investment, and wealth management products and services. A subsector of HUB, Trusted Capital Group (TCG), located in Austin, Texas, supports HUB's Retirement & Private Wealth (RPW) division with a focus on tailored financial services… more
- HUB International (New York, NY)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and almost 20,000 employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success… more