- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- Bloomberg (New York, NY)
- …exist, most are thinly traded and difficult to price. Historically, subjective broker quotes were sufficient to demonstrate liquidity and justify valuation. Today's ... market participants and firms understand the need for rigor and transparency when establishing fair and independent asset valuations, assessing liquidity and meeting heightened regulatory requirements. When front, middle and back-office functions all work with… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- Colgate-Palmolive (New York, NY)
- …growth opportunities + Build and nurture partnerships across cross-functional teams, and broker retail teams-fostering a culture of trust and integrity + Coach and ... develop team members, providing leadership and guidance to enhance team performance and career growth. The ability to work with a remote team and remote customer counterparts is critical. + Continuously seek out and implement process improvements, using… more
- Manulife (New York, NY)
- …5-7 years of relevant experience required + Experience in a legal, banking, broker dealer, regulatory, private equity fund or asset management firm is highly ... desirable (Canada, the United States, EMEA & APAC) + Strong preference for candidates with experience in anti-money laundering and Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US… more
- AIG (New York, NY)
- …Candidates are expected to work effectively in a team environment to develop broker and portfolio strategies in addition to working independently to manage a ... profitable book of new and renewal business. The Head of Property for the Zone will rely heavily on this position to assist in guiding, mentoring and training more junior members of the team, as well as to assist in planning and budgeting, collaboration across… more
- OEC Group (Queens, NY)
- …+ 3-5 years of experience in Customs Brokerage (must be a licensed Customs Broker ). + Ability to offer guidance and demonstrate leadership within the New York ... Customs Brokerage team. + Ability to oversee the correct and timely creation and transmission of entries to US Customs. + Cargowise is a plus. About OEC Group Established in 1981, OEC Group is one of the leading NVOCC freight forwarding companies. We provide… more
- Janus Henderson Investors (New York, NY)
- …and hedging docs with street counterparties (ISDA, MSFTA) + Establishing prime broker or other relationships necessary for trading access (eg, rate and/or equity ... futures and options) + SEC filings + Establishing all necessary cash accounts (some are tri-party with MRA/repo counterparties) + Custodial account management Treasury/Cash Management/CFO + Overseeing all cash activity, including any cash inflows or outflows,… more
- Manulife (New York, NY)
- …5-7 years of relevant experience required + Experience in a legal, banking, broker dealer, regulatory, private equity fund or asset management firm is highly ... desirable (Canada, the United States, EMEA & APAC) + Strong preference for candidates with experience in anti-money laundering and Know Your Client onboarding activities and knowledge of relevant rules applicable to financial services firms (AMLTF, PCMLTF, US… more
- Scotiabank (New York, NY)
- …years of compliance experience, including experience providing advisory support to a broker -dealer equities sales and trading business. + Knowledge of relevant SEC ... and FINRA rules and regulations pertaining to Sales and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience, including policies and procedures development,… more