- Healthfirst (NY)
- …and following up with the business as needed. + Works with the Broker Relations team to review Multiplan submissions, opt-in/opt-out in HPMS, and provide feedback ... to the team and the Regulatory Affairs Manager. + Validates the monthly formulary. + Review the Marketing Repository to ensure all completed documents are saved. + Reviews the Disclaimer Bank and communicates disclaimer updates to the business owner. + Works… more
- NBT Bank (Syracuse, NY)
- …education and experience required + Bachelor degree preferred + Property & Casualty Broker 's license and/or Life, Accident, and Health license or ability to obtain ... within 6 months of hire. + Professional Insurance designation or ability to obtain within 12 months Skills and Abilities: + Excellent verbal and business writing skills; ability to effectively handle diverse customers and to express empathy and concern; +… more
- Deloitte (New York, NY)
- …investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. ... Qualifications Required: + Ability to perform job responsibilities within a hybrid work model that requires US Tax professionals to co-locate in person 2-3 days per week + 5+ years' experience providing tax planning services or preparing and reviewing client… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global ... financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules and regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal,… more
- NBT Bank (Norwich, NY)
- …or equivalent combination of education and experience required + Property & Casualty Broker 's license and/or Life, Accident, and Health license or ability to obtain ... within 12 months of hire Skills and Abilities: + Demonstrated ability to effectively become proficient with the agency management system + Demonstrated ability to effectively organize and prioritize multiple work assignments, pay attention to detail and focus… more
- KeyBank (Albany, NY)
- …group of KIS registered representatives on behalf of the bank channel broker -dealer. The Central Supervision Principal is responsible for the principal supervision ... and surveillance of all bank brokerage, advisory and insurance sales activities. This includes, but is not limited to, new account opening, investment and insurance suitability review, financial planning oversight, customer complaint research and resolution,… more
- JPMorgan Chase (Brooklyn, NY)
- …to our core client segments, including Asset Managers, Asset Owners, Insurance/GSEs, Banks/ Broker Dealers, and Hedge Funds and Alternatives. Our team is committed to ... delivering investor solutions that protect our clients' portfolios, boost their efficiency, and seize opportunities in various global markets. **Job Responsibilities:** + Provide excellent client service and support to internal and external clients daily +… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- JPMorgan Chase (Brooklyn, NY)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made ... available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the common control of JPMorgan Chase &… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more