- NBT Bank (Williamsville, NY)
- …player and high quality service provider + Advanced knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7, ... Series 63 and life insurance license or a Registered Investment Advisor (RIA) Tasks Performed: + 40% Conducts regular client review meetings to uncover additional investment and insurance needs and to develop deeper relationships through financial planning… more
- Raymond James Financial, Inc. (New York, NY)
- …a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by maintaining proficient knowledge of applicable regulations and ... interpretations, including customer and PAB reserve computations (SEA rule 15c3-3) and net capital computation (SEA rule 15c3-1). + Works with RJF Compliance Pillars to appropriately assess risks, obligations, and develop KRIs. + Reviews and supports the… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- Anywhere Real Estate (Rochester, NY)
- …**Key Responsibilities:** * Partner Management - Support ownerships of broker -owner relationships, input, and questions from Anywhere franchisees during the ... 3-6 month implementation phase. Own relationships with partners post-launch and develop a programmatic approach for ongoing partner success. * Company Financial Planning: Support the build of high-impact roadmap and viable joint venture entities, including:… more
- JPMorgan Chase (Brooklyn, NY)
- …helps service our core client segments: Asset Managers, Asset Owners, Insurance/GSEs, Banks/ Broker Dealers and Hedge Funds and Alternatives. You will be committed to ... delivering investor solutions that help protects our clients' portfolios, optimize their efficiency and maximize opportunities in a diverse global markets. Job Responsibilities + Provide excellent client service and support to internal and external clients… more
- Broadridge Financial Solutions (New York, NY)
- …delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge, ... we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brother's Capital is a self-clearing broker -dealer with a specialization in proprietary trading in US equities markets, headquartered in New York ... City. We are seeking a highly motivated and Business Development Lead to join our dynamic team. As a key member of our organization, you will play a crucial role in driving sales growth and contributing to the achievement of our business goals.… more
- Two95 International Inc. (New York, NY)
- …WebSphere Application Server Installation and Administration, WebSphere Message Broker Installation, Development, and Administration *Previous enterprise level ... experience with Web Services development, RDBMS Design and Administration, Business Intelligence/Decision Support Systems *Held prior roles as a Technical project leader or manager *Previous experience architecting Systems and Applications Programming, UNIX… more
- Two95 International Inc. (New York, NY)
- …Application Engine, PeopleTools 8.58 or higher, PeopleCode, PeopleSoft Integration Broker , SQR, Change Assistant, DataMover, Component Interface, and Process ... Scheduler. + Experience working with all project phases (initiation, fit/gap, configuration, development, and testing), with an emphasis on project initiation. + Experience in the higher education industry and/or public sector. + Excellent analytical,… more
- Lincoln Financial (Albany, NY)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial ... is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their distributors,… more