- City National Bank (Los Angeles, CA)
- …substantial experience advising regulated financial institutions (including national banks and broker -dealers) on laws and regulations relating to AML and Financial ... advice to all three lines of defense (front line, Risk/Compliance, Audit), broker -dealer businesses, and other US-based businesses regarding all aspects of AML laws,… more
- City National Bank (Los Angeles, CA)
- …and subsidiaries. Substantial expertise in advising registered investment advisers and broker -dealers is essential as is the ability to work and communicate ... counsel to the Bank and its registered investment adviser, broker -dealer, and registered investment fund subsidiaries and affiliates with...to the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Securities Acts, CFTC, and… more
- Zurich NA (Sacramento, CA)
- …Expected travel at 15-25% for the Account Engineer role. 30-40% travel with a company car for the Field Engineer role. Our Senior Property Field Risk Engineering ... + Provide engineering support to underwriting team by attending client broker meetings. + Perform field engineering services where necessary, primarily for… more
- AON (Irvine, CA)
- …President, primary responsibility will be to assist in administration of the company 's day to day Risk Management and Insurance Program. Responsible for oversight ... exposure schedules and coordinating submission of data and timely updates to broker teams. + Collaborate with Development Managers and Joint Venture partners on… more
- CVS Health (Sacramento, CA)
- …passionate about transforming health care. As the nation's leading health solutions company , we reach millions of Americans through our local presence, digital ... who help us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the small group segment… more
- Guardian Life (Sacramento, CA)
- Guided by our company Purpose of "Inspiring well-being for our colleagues, consumers, and communities," we are committed to building a best-in-class Law Department. ... of state insurance laws (inclusive of NAIC). + 3-5 years of broker -dealer and registered investment advisor compliance experience, with experience at an… more
- Robert Half Finance & Accounting (Mountain View, CA)
- Description Growing and established company is looking for an excellent Staff Accountant in Mountain View, California (hybrid 3/2 after training in-office). The ... transaction booking related to checking accounts, including cash withdrawals, broker account activities, and non-cash transactions such as loan-associated purchases.… more
- CVS Health (Sacramento, CA)
- …passionate about transforming health care. As the nation's leading health solutions company , we reach millions of Americans through our local presence, digital ... are professionals who help us build our middle market business via the broker distribution channels for Medical, Group Insurance and Specialty products. Their goal… more
- General Atomics (Poway, CA)
- …and process import and export shipments, including AES filing and customs broker interaction. + Provide trade compliance support for customs and logistics planning ... apply US and foreign import and export regulations and company corporate policies and procedures to support company...defense industry prior experience - Preferred. + US Customs Broker license - Preferred. + Experience with process improvement… more
- Zurich NA (Irvine, CA)
- …and 10 or more years of experience in the Underwriting, Market Facing, Broker , Carrier or Risk Management area within the Commercial Insurance industryOR + Bachelors ... lines, the commercial insurance and Energy industry + Strong Broker relationships + Results oriented + Portfolio management, risk...incentive bonus eligibility set at 20%. As an insurance company , Zurich is subject to 18 US Code |… more