- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America ** Hours :** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... **Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global… more
- Broadridge Financial Solutions (Edgewood, NY)
- …Are you looking to become part of a team? If so, we'd love to hear from you! The hours are 6:00 AM - 2:00 PM, Wednesday - Sunday . This is an on-site role that will ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Lincoln Financial (Albany, NY)
- …regarding past and potential current security incidents + Provide after- hours (on-call/weekend rotational) support as required to address critical incidents ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more