- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... the Investment Advisers Act of 1940; . Support the CCO with FINRA broker -dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of… more
- Carrington (Jacksonville, FL)
- …!** Responsible for daily input of loan applications submissions from wholesale brokers into internal loan origination system. Perform all duties in accordance with ... you'll do:** + Receives loan applications submissions from wholesale brokers either by electronic data file or hard copy...to assure accuracy. + Submits file to Wholesale Account Manager for processing. + Assists departmental support staff when… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the service experience for independent registered investment advisors and introducing broker dealers for the custodian and clearing services platform. Strategic ... client needs while appropriately considering and managing business risk. Dynamic people manager with ability to build, motivate and retain a positive and highly… more
- TD Bank (Lake Mary, FL)
- …role ensures all requirements are met for the successful settlement of foreign broker dealer transactions. Responsibilities Include + Work with a team of operations ... employees to facilitate the daily settlement of foreign broker dealer transactions while mitigating risk. + Cross-train in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- CenterWell (Winter Haven, FL)
- …will generate new patient enrollments through engagement with community partners, health plan brokers and individual seniors. As a member of the Field Sales team you ... the community daily, either independently or with health plan brokers , to introduce our brand and tell "our story"....of home health services, and fourth largest pharmacy benefit manager , CenterWell is focused on whole-person health by addressing… more
- TD Bank (Coral Gables, FL)
- …Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision ... trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates matters...Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- AON (Lake Mary, FL)
- …screens for each assigned case. + Partners with the assigned Account Manager to handle the implementation stages and interacts with Client Human Resources/Benefits ... testing process. + Performs the system demo with the client/ broker prior to the enrollment start date + Builds...each assigned case. + Partners with the assigned Account Manager to handle the implementation stages and interacts with… more
- AON (Miami, FL)
- …objective job-related criteria. What the day will look like As part of the Broker team, you will work closely in collaboration with broking teams across solution ... Utilities. How this opportunity is different As an Account Manager you will: + Assist with the reinsurance placements...the day will look like As part of the Broker team, you will work closely in collaboration with… more
- HUB International (Tampa, FL)
- …Limited ("HUB") is the 5th largest global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and ... clients. **ESSENTIAL DUTIES AND RESPONSIBILITIES:** + Makes major decisions independent of manager approval on books of insurance business for which the incumbent is… more
- Bank of America (Jacksonville, FL)
- …**Responsibilities:** + Generate Insurance requirement letters and send to client/agent/ broker . + Receive/Review incoming insurance policies for compliance with bank ... and federal guidelines. + Contact client/agent/ broker to resolve items out of compliance. + Gives...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
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