- Zurich NA (Albany, NY)
- …where necessary. + Provide engineering support to underwriting teams and attend client/ broker meetings as needed. + Manage account risk portfolio and provide account ... be filled at either the Senior Consultant or Principal level. The hiring manager will determine the appropriate level based upon the selected applicant's experience… more
- HUB International (Melville, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... questions + Perform other specific duties as directed by the department manager &/or team leads + Pursue a program of professional development **Qualifications:**… more
- JPMorgan Chase (New York, NY)
- …including portfolio managers, investment specialists, issuers, rating agencies, and broker -dealers **Required qualifications, capabilities and skills** + Minimum of ... skills** + Ideal experience as a research analyst, quantitative analyst, portfolio manager , banker, structurer, or trader JPMorganChase, one of the oldest financial… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker -dealer requirements and corresponding oversight. We are looking for someone to work closely ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
- Broadridge Financial Solutions (New York, NY)
- …to manage and deliver on an editorial calendar + You are a strong program manager mindful of budget and timelines + You're excited by new challenges and energized by ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- TD Bank (New York, NY)
- …This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Lincoln Financial (Albany, NY)
- …interrogatories, supplemental interrogatories etc.). + You will serve as a project manager for investment accounting and reporting related team projects. + You will ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... and a sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the… more
- BlackRock (New York, NY)
- …or Boston** **About this role** Elevate your career by joining the world's largest asset manager ! At BlackRock, we are all connected by one mission: to help more and ... **Qualifications** + Bachelor's degree + 3+ years compliance background with a broker -dealer, mutual fund, or ETF business with 1+ years advertising review… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more