- City National Bank (Los Angeles, CA)
- …* Two to five years of Client Service or Operational experience at a Broker Dealer or in an investment management environment. * FINRA Series 7 and 63 ... in Business, Finance, or related area or equivalent experience preferred . * Two to five years of Client Service...years of Client Service or Operational experience at a Broker Dealer. * Knowledge of SEC and FINRA rules… more
- CTG (San Diego, CA)
- …Management (FIN/SCM) modules and other enterprise systems. + Utilize Integration Broker , Application Engine, PeopleCode, and Web Services (REST/SOAP) to develop and ... PeopleSoft FIN/SCM integration development + Strong working knowledge of Integration Broker , Application Engine, PeopleCode, File Layouts, and Component Interfaces +… more
- USG Insurance Services, Inc. (Irvine, CA)
- …and Houston Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. ... Production Assistant, Executive Production Assistant, Production Assistant, or designated Producer/ Broker (s). Responsibilities include: + Correspondence with agents or carriers… more
- US Bank (Los Angeles, CA)
- …and regulations, focused on securities laws and the activities of broker -dealers and registered investment advisers. The attorney will support the regulatory ... statutes and regulations applicable to the company with a focus on broker -dealer and registered investment adviser requirements, including SEC and FINRA regulations… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Employing ethical business practices to ensure full compliance of regulatory, broker dealer and institution requirements * Delivering a high-quality service ... Who Are You? QUALIFICATIONS: High school diploma or equivalent (Bachelor's Degree Preferred ) Minimum of three (3) years investment sales experience (preferably in a… more
- CTG (San Diego, CA)
- …and third-party applications. + Develop and support interfaces using Integration Broker , Component Interfaces, Application Engine, File Layouts, and REST/SOAP Web ... related to integrations. **Skills:** + Deep expertise with PeopleSoft Integration Broker , Application Engine, PeopleCode, and Component Interfaces. + Strong working… more
- CTG (San Diego, CA)
- …needs and translate them into technical solutions. + Utilize PeopleSoft Integration Broker , Web Services, and other middleware tools to enable seamless data ... Payroll, Benefits, Time and Labor. + Proficiency with PeopleSoft Integration Broker , Application Engine, Component Interfaces, and SQR. + Hands-on experience with… more
- CVS Health (Sacramento, CA)
- …+ Strong business acumen, presentation skills and ability to work independently. ** Preferred Qualifications** + Established relationships with Broker Channel. + ... who help us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the small group segment… more
- NTT DATA North America (Sacramento, CA)
- …+ Strong knowledge of use cases like: + IAM platform acting as Identity broker + Identity Proofing & Verification + Fraud & Risk Management implementation Journey ... Consent Management & GDPR compliance + Bring Your Own Authentication & Identity Broker implementation + API based IDP integration with CIAM applications and other… more
- City National Bank (Los Angeles, CA)
- …and subsidiaries. Substantial expertise in advising registered investment advisers and broker -dealers is essential as is the ability to work and communicate ... and regulatory counsel to the Bank and its registered investment adviser, broker -dealer, and registered investment fund subsidiaries and affiliates with respect to… more