• Vice President, Infrastructure and Public Finance…

    Siebert Williams Shank (New York, NY)
    …and successful share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a ... SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). Our… more
    Siebert Williams Shank (08/07/25)
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  • AVP, Annuity Technical Support

    Lincoln Financial (Albany, NY)
    …business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (08/02/25)
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  • Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with ... a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently.… more
    TD Bank (08/02/25)
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  • Associate - Global Coordination Group

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.​​… more
    Mizuho Corporate Bank (08/02/25)
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  • Customer Service Representative (Insurance)

    Broadview FCU (Schoharie, NY)
    …+ Provide Insurance quotes as requested in a timely manner. + Meet sales , retention and revenue objectives. + Provide in-house customer service to clients as ... bonding, maintain a NY State Property and Casualty, or Agent's or Broker 's license and any required continuing education Starting Compensation: $20.00/hr., plus a… more
    Broadview FCU (08/01/25)
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  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …specifically in the areas of Market Risk Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and ... applicable regulations, such as DFA Swap Dealer, Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution +… more
    MUFG (07/31/25)
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  • Wealth Advisor

    HUB International (New York, NY)
    **About HUB/TCG:** HUB International is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and ... or presentations. Education: Bachelor's degree or equivalent experience Department Sales Required Experience: 2-5 years of relevant experience Required Travel:… more
    HUB International (07/31/25)
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  • Financial Engineer (Hybrid)

    Broadridge Financial Solutions (New York, NY)
    …introduce and market new products by developing time-integrated plans with sales , advertising, and production. Determines product pricing and completes operational ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (07/30/25)
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  • Regional Production Specialist - Lexington…

    AIG (New York, NY)
    …of technical proficiency and underwriting acumen combined with marketing and sales skills to meet production underwriting goals while maintaining budgeted loss ... Candidates are expected to work effectively in a team environment to develop broker and portfolio strategies in addition to working independently to manage a… more
    AIG (07/29/25)
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  • Fund Operations Manager

    Janus Henderson Investors (New York, NY)
    …and hedging docs with street counterparties (ISDA, MSFTA) + Establishing prime broker or other relationships necessary for trading access (eg, rate and/or equity ... to have skills + Excellent communication, client relationship management and sales /marketing skills + Perceptive and proactive by nature with strong interpersonal… more
    Janus Henderson Investors (07/29/25)
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