• Associate Relationship Manager-New York/New…

    TD Bank (New York, NY)
    …products and services available to clients within the segment + Consultative sales experience preferred + Ability to establish relationships and partner effectively ... and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May… more
    TD Bank (07/26/25)
    - Related Jobs
  • Sr. Legal Counsel (Hybrid - Flexible Options)

    Broadridge Financial Solutions (New York, NY)
    …and advise business leaders. + You will support and advise business development and sales teams in creating and selling new products and services. + You will ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (07/14/25)
    - Related Jobs
  • AVP, Product Development - Fixed/FIA Annuities

    Lincoln Financial (Albany, NY)
    …business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (07/12/25)
    - Related Jobs
  • Internal Auditor Risk Management Model Risk

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.​​… more
    Mizuho Corporate Bank (07/11/25)
    - Related Jobs
  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... wide range of products, including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured… more
    SMBC (07/09/25)
    - Related Jobs
  • AVP, Cybersecurity Risk Assessment Mgt

    Lincoln Financial (Albany, NY)
    …business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln's standard benefits package. **About The Company** Lincoln ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (07/01/25)
    - Related Jobs
  • Senior Product Manager (Hybrid, flexible options)

    Broadridge Financial Solutions (New York, NY)
    …strategic goals. + Act as a liaison between Operations, Customer Service, Sales , Technology, and external customers to ensure product success. + Maintain ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (06/27/25)
    - Related Jobs
  • Senior Account Manager - Business

    NBT Bank (Syracuse, NY)
    Pay Range: $60,450.00 - $77,476.00 Under minimal supervision, performs customer service, sales and management of assigned complex middle market & high impact ... education and experience required + Bachelor degree preferred + Property & Casualty Broker 's license and/or Life, Accident, and Health license or ability to obtain… more
    NBT Bank (06/25/25)
    - Related Jobs
  • Tax Manager - Mutual Funds

    Deloitte (New York, NY)
    …begin taking on lead client contact roles on engagements; be involved in sales and marketing activities; attend required training; and facilitate at least one ... equity, investment partnerships, alternative products, family offices, mutual funds, broker -dealers, banks, insurance companies, and other investment managers. Qualifications… more
    Deloitte (06/23/25)
    - Related Jobs
  • Sr. Compliance Officer - Monitoring & Compliance…

    TD Bank (New York, NY)
    …**Preferred Qualifications:** + 5 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge of global ... financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules and regulations. +… more
    TD Bank (06/21/25)
    - Related Jobs