- Axis (New York, NY)
- … Broker Due Diligence & Onboarding: * Develop and maintain a comprehensive broker due diligence framework, ensuring all new brokers undergo a thorough vetting ... for candidates taking part in the selection process. Head of US Broker Compliance Job Family Grouping: Operations Group Job Family: Operations-Producer Compliance… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- AON (New York, NY)
- …day will look like We add excitement to the daily support activities to be performed for brokers and senior brokers by inviting you to engage in, or even ... Associate Broker , Associate Broker , Construction & Infrastructure...to the daily support activities to be performed for brokers and senior brokers by… more
- WTW (New York, NY)
- …Excel _Please Note: We have flexibility to hire at the Broker Assistant, Broker or Senior Broker career levels depending upon the selected candidate's ... brokers may also be responsible for training and supervising Associate Brokers . The Property Broker ensures that relevant regulatory and technical standards… more
- AON (New York, NY)
- …effective products/solutions and develop broking opportunities + Work in conjunction with Senior Brokers on various daily activities, including underwriter and ... Aon Is Looking for A Broker - Trade Credit As part of an...and develop broking opportunities + Work in conjunction with Senior Brokers on various daily activities, including… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker dealer ... operations and SEC/FINRA regulations. This individual should have dealt with trading intricacies, showcasing a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and methods… more
- WTW (New York, NY)
- …and completeness + Sorts and distributes work assignments for developing brokers + Maintain and develop business relationships with client advocates, producers ... and senior underwriting contacts + Maintains knowledge of insurance carriers and their business practice + Participates in continuing education to maintain licensure… more
- WTW (New York, NY)
- …underwriter meetings + Conduct program peer reviews + Provide coaching to brokers in training Note that visa employment-based non-immigrant visa sponsorship and/or ... assistance is not offered for this specific job opportunity. **Qualifications** **The Requirements:** + High School Diploma required; Bachelor's Degree preferred + 7+ years industry experience + Property and Casualty license required + Strong group… more
- AON (New York, NY)
- Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide detailed support to Senior Vice-President/Practice Leaders on complex ... specialty consulting firm niche. Act on behalf of the Senior Vice-President ("SVP") in their absence. Being able to...an asset. + Bachelor's degree. + New York State Brokers License (or willingness to obtain such license within… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team within the Global Treasury organization,… more