• JP Morgan Wealth Management - Private Wealth…

    JPMorgan Chase (Fayetteville, NY)
    …understanding of wealth management, and the ability to collaborate effectively with senior advisors to deepen with and serve clients. **Job responsibilities** + ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
    JPMorgan Chase (08/08/25)
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  • AVP, Product Compliance & State Filing - Retail…

    Lincoln Financial (Albany, NY)
    …communicate the impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to incorporate new trends and ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (08/08/25)
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  • Vice President-Business Development-Investor…

    Broadridge Financial Solutions (New York, NY)
    …catering for local market nuances and customer needs. + Collaborative Leadership: Support senior leaders in key regions including US, EMEA, Canada to ensure cohesive ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (08/02/25)
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  • Director, Client Policy Implementation (Hybrid)

    Broadridge Financial Solutions (New York, NY)
    …to the Global Head of Custom Policy, this Director will act as a senior subject matter expert, driving both client and internal stakeholder success. We are made ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (08/01/25)
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  • Wealth Advisor

    HUB International (New York, NY)
    **About HUB/TCG:** HUB International is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and ... taxes, insurance, entity formation, and investment basics. - Collaborate with senior advisors to create and execute personalized financial plans. - Coordinate… more
    HUB International (07/31/25)
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  • Pricing and Risk Analytics Sales Rep, Enterprise…

    Bloomberg (New York, NY)
    …exist, most are thinly traded and difficult to price. Historically, subjective broker quotes were sufficient to demonstrate liquidity and justify valuation. Today's ... can expect defensible pricing with insight into the market data inputs used. And senior executives will obtain a greater sense of control over their risk through the… more
    Bloomberg (07/31/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …Qualifications:** + 7 or more years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
    TD Bank (07/26/25)
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  • Consulting Services - Manager - AML

    Deloitte (New York, NY)
    …they apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies + Ability to develop ... levels of a business + Experience submitting written and oral reports to senior management and clients + Excellent written and verbal communication skills + Strong… more
    Deloitte (07/23/25)
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  • Sr. Legal Counsel (Hybrid - Flexible Options)

    Broadridge Financial Solutions (New York, NY)
    …Skilled at communicating, both verbally and in writing, with customers and at the senior leadership-level. + Skilled in the use of Microsoft Word, and Outlook. + ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (07/14/25)
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  • Internal Auditor Risk Management Model Risk

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills (Essential) - Advanced degree in quantitative… more
    Mizuho Corporate Bank (07/11/25)
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