- TD Bank (Charlotte, NC)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... + **Experience responding to client complaints within a bank or broker -dealer.** + **Experience reviewing and providing guidance on advertising and marketing… more
- Kestra Financial (Raleigh, NC)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... of business objectives + Other responsibilities as assigned by the Senior Client Service Associate Supervisory + Responsibilities: None Knowledge, Skills, and/or… more
- PNC (NC)
- …Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred ... of Compliance Program objectives in the Public Finance Line of Business Senior Management and other business partners. - Supporting key initiatives by analyzing… more
- Lincoln Financial (Greensboro, NC)
- …integrity, scalability, and performance. In this role, you will collaborate with senior business stakeholders, model builders, and IT teams to translate strategic ... solutions aligned with business goals and best practices. * Collaborate with senior stakeholders to assess business needs and translate them into effective Anaplan… more
- Lincoln Financial (Charlotte, NC)
- …with capacity. **What you'll be doing** + Leads the collaboration of senior management and key internal stakeholders to strategically develop and prioritize the ... + Communicates the status, value, and importance of technology initiatives to senior leadership. + Leads regular portfolio reviews and status meetings with… more
- City National Bank (Raleigh, NC)
- …AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, ... performed, and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees in the form of meetings, presentation,… more
- TD Bank (Charlotte, NC)
- …This team has oversight of TD's retail banking, commercial banking, and broker dealer funding activities. Working knowledge of key liquidity regulations such as ... and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading projects...and activities; provides process and subject matter advice at senior levels + Works independently as the senior… more
- Bank of America (Charlotte, NC)
- …(EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and broker -dealer Board of Directors, as appropriate. Monitor and ... and Financing businesses and any concerns are appropriately escalated to senior management. Perform independent analysis to generate an independent viewpoint and… more
- Lincoln Financial (Greensboro, NC)
- …leader with a strong executive presence, effectively communicating complex topics to senior leadership while also being open to feedback and professional growth. ... + Strong relationship-building skills and ability to work effectively with senior leadership and cross-functional teams. _Nice-to-Haves:_ + Advanced degree in… more
- Lincoln Financial (Greensboro, NC)
- …of our next-generation planning process using Anaplan. You will collaborate with senior model builders and business stakeholders to help translate business needs ... lists, modules, pages, actions, and other model settings under the guidance of senior model builders. * Perform model maintenance and configuration to ensure model… more