- NRG Energy, Inc. (NY)
- …the sales function and across functions including Marketing, Sales Operations, Systems implementations, Credit, and Product development . Communicate with your ... experience to understand energy product and willingness to educate brokers on solutions - not just a low price...and experience to analyze data and make insights for brokers that challenge the way they think about energy… more
- Broadridge Financial Solutions (New York, NY)
- …designing, implementing, and overseeing the technical architecture of investment management systems . This role requires deep expertise in both investment management ... processes and technology solutions, ensuring that the systems support Broadridge strategic goals and optimize operational efficiency. Key Job… more
- Amazon (New York, NY)
- Description Are you passionate about pioneering the future of autonomous AI systems and eager to solve real-world problems with cutting-edge agentic solutions? The ... AI/ML stack. As a GenAI Solutions Architect specializing in agentic systems , you'll architect multi-agent ecosystems where specialized AI agents collaborate through… more
- US Bank (New York, NY)
- …and regulations, focused on securities laws and the activities of broker -dealers and registered investment advisers. The attorney will support the regulatory ... statutes and regulations applicable to the company with a focus on broker -dealer and registered investment adviser requirements, including SEC and FINRA regulations… more
- Citigroup (Getzville, NY)
- …that regulatory reporting requirements are properly addressed on all levels of system and procedural changes, including the introduction of new financial products ... skills. + 4+ years of related experience in the banking / broker -dealer industry. + Material experience with operational risk disciplines; processes, risks and… more
- Citizens (New York, NY)
- …decides on approving/declining submitted transactions on behalf of the broker -dealer. This individual must have the appropriate FINRA registrations, including ... to understand risks associated with client approvals/declines in order to limit broker dealer liability and financial loss + Independently determine business is in… more
- New Era LLC (Buffalo, NY)
- …programs, formal and informal communications, and process improvements + Manage broker (s) used by the organization, monitor performance, address global service ... planning for distribution centers and transportation and identification and alignment of system tool needs with the business + Lead direct report(s) and ensure… more
- Bank of America (New York, NY)
- …wide range of complex global clients including asset managers, private capital firms, broker -dealers, and exchanges and plays a critical role in delivering a smooth ... and maintain alignment. + Maintain accurate client and account data in internal systems , with attention to tax, legal, and hierarchical coding. + Identify and… more
- Bank of America (New York, NY)
- …business. We provide treasury services for Asset Managers, Private Capital firms, Broker Dealers, and Exchanges. We need self-starters who can advocate for our ... TSOs and partners. + Accountable for accuracy of sales data within source systems (eg Deal Pipeline, client plans, call reports, pricing and CRC preparations). The… more
- HSBC (New York, NY)
- …reviewing liquidity, and funding risk drivers for the bank as well as the broker dealer entity. The role holder also supports the remediation of issues raised by ... funding risks for the bank as well as the broker dealer entity + Analyse liquidity and funding risks...NSFR, PRA110, and other secondary monitoring metrics), Bank financial systems , related business areas, products, and their strategic drivers… more