- TD Bank (New York, NY)
- …QA processes, alert review standards, and technology infrastructure (eg, case management system ) to optimize the efficiency and accuracy of analyst alert reviews. + ... and machine learning). + Identify and prioritize opportunities for automation and system improvements in the firm's surveillance infrastructure. + Contribute to the… more
- Guardian Life (New York, NY)
- …will include marrying existing and new products sold through our General Agency distribution system as well as through the Third Party and Broker Dealer arm. ... updates - manage implementation and data collection. + Work through Compliance system to ensure all content is approved, including the correct disclosures, and… more
- City of New York (New York, NY)
- …as, government agencies, facilitated enrollers, client advocates and the enrollment broker /contractor NY Medicaid CHOICE/MAXIMUS. MCCS is recruiting for two (2) ... reports and other written materials. - Maintain a filing system for the control of managed care cases for...errors utilizing and retrieving data from the Welfare Management System (WMS). - Perform other related clerical functions such… more
- HUB International (Melville, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... items and other assigned tasks within company Agency Management system . **Requirements** : + Relevant experience in an office/business...invoicing segments of operations. + Knowledge of Applied's Epic system a plus but not necessary. + Ability to… more
- Bard College (Annandale On Hudson, NY)
- …administration of College sponsored group benefits in conjunction with the College's benefits broker and the benefits manager to ensure a timely response to employee ... including leading the human resources staff while developing campus-wide systems and processes that benefit all employees at the...Ellucian BANNER and/or ADP Workforce Now, or similar HRIS systems . A bachelor's degree and at least seven years… more
- Deloitte (New York, NY)
- …scalability, remove performance barriers, enable innovation, and modernize core systems and reimagine their business with SAP digital solutions. Responsibilities ... eligible: + Licensed Attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where applicable,… more
- Broadridge Financial Solutions (New York, NY)
- …technologies, and with a history of building mission-critical, scalable systems . Thrive in our dynamic, fast-paced, startup-like atmosphere, and bring ... first applications. + Track record of designing sophisticated production software systems that are reliable, stable and observable. + Excellent communication skills… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker -dealer requirements and corresponding oversight. We are looking for someone to work closely ... and stakeholder needs. + Consult on new products, services and automated systems to assist with incorporating compliance requirements into these initiatives. +… more
- Santander US (Staten Island, NY)
- …on a quarterly basis. + Maintains compliance with all applicable bank, broker /dealer, State and Federal regulations associated with the sale of investment and ... Degree or equivalent work experience in Finance, Economics, Management Information Systems , Statistics or equivalent field (Required) + Master's Degree in Finance,… more
- TD Bank (New York, NY)
- …and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May ... as a registered mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and Fair Enforcement for… more
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