- Tompkins Community Bank (Batavia, NY)
- …and identification card issuance + Thoroughly and accurately document agency management system and ImageRight + Maintain thorough knowledge of company procedures + ... college degree in related field or equivalent experience preferred + Licensed insurance broker or ability and willingness to obtain license within one year of… more
- Broadridge Financial Solutions (New York, NY)
- …experience at large financial print organization. + Skilled with XPP typesetting system . + Skilled with EDGAR filing application such as Active Disclosure, Compsci ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- City of New York (New York, NY)
- …and payee designation, W9 TIN clearance, proof of ownership, and lease and broker 's licenses), review WMS information to ensure that an action can be processed ... the stop payment action in Finance.net. Submit the stop payment action in the system for final review and approval. - Review, compile, and analyze activity reports… more
- Raymond James Financial, Inc. (New York, NY)
- …branches across the country + Detailed documentation of testing in branch exam system and related work papers + Ensure prescribed sample methodologies are used and ... knowledge of:** + Concepts, practices, and procedures of the securities industry, broker /dealer compliance and/or branch exams + Rules and regulations of the SEC,… more
- TD Bank (New York, NY)
- …and its implementing regulations, 12 CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements of FINRA and Securities Laws. May ... as a registered mortgage loan originator with the NMLS (Nationwide Mortgage Licensing System and Registry) in accordance with the Secure and Fair Enforcement for… more
- FlexStaff (Brooklyn, NY)
- …driver's license. + Bilingual in Spanish. + Cannot have previously been a broker for Medicare/Medicaid. + Willingness to travel frequently. + Minimum of 2 years ... Generate performance reports and document all interactions in the data management system . + Work with marketing to create promotional materials and enhance community… more
- Citigroup (Getzville, NY)
- …network of custody locations on a timely basis; monitor that the firm's trade/ system flows are operating within the confines of this regulation to ensure client ... for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** +… more
- HUB International (Cedarhurst, NY)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... regulatory requirements + Maintain accurate client data in HUB's Agency Management System + Support wellness initiatives and coordinate health fairs, as needed +… more
- Livingston International (NY)
- Join Livingston, the largest customs broker in Canada and the third largest entry filer in the US We're a market leader offering customs brokerage, consulting and ... and results oriented + Working knowledge of a customer relationship management (CRM) system eg salesforce.com WORK EXPERIENCE - MINIMUM REQUIRED 5 years of related… more
- Oak Orchard Health (Alexander, NY)
- …and strong interpersonal skills. The CHW assists patients with navigating the healthcare system and encourages them to take an active role in their healthcare. The ... issues. + Utilize the roles of medical interpretation, conduit, clarifier, cultural broker and advocate. + Provide written translation of OOCH forms, provider… more