• Broker Dealer Compliance

    Robert Half Finance & Accounting (New York, NY)
    …Half Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New York. Our client requires 4+ ... years of Compliance experience at a Broker Dealer or an RIA, with knowledge of FINRA...and filings; + Performing daily trade reviews using proprietary systems and databases; + Conducting monthly testing of client… more
    Robert Half Finance & Accounting (08/11/25)
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  • Benefits Broker Partnerships Manager

    Justworks (New York, NY)
    Benefits Broker Partnerships Manager New York, New York Apply Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness ... Will Work On + Develop deep, strategic relationships with broker partners in your book of business to drive...partnership agreements. + Proficiency in Salesforce or similar CRM systems ; knowledge of Tableau and other analytical tools is… more
    Justworks (06/19/25)
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  • Onboarding Analyst - Broker Dealer

    Marex (New York, NY)
    …number of different entities in the United States. The team will work with brokers or client services to gather the proper documentation and configuring the client's ... static data withing People Soft and other applicable systems . Responsibilities: + Full coordination and collection of client documentation and requirements to… more
    Marex (08/07/25)
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  • Sr Manager Broker Services - US Based…

    Anywhere Real Estate (Buffalo, NY)
    …the real estate industry. Our Franchise Group delivers value to agents and brokers through powerful marketing, sales support systems , training, mentorship, and ... tools & technology that help to fuel their success in a competitive real estate environment. Anywhere Real Estate Inc. (http://www.anywhere.re/) **(NYSE: HOUS) is moving real estate to what's next.** Home to some of the most recognized brands in real estate… more
    Anywhere Real Estate (08/21/25)
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  • Broker

    Jimcor Agency Inc. (Plainview, NY)
    …and pricing with a high sense of urgency. Interacts with Companies and Brokers via telephone, e-mail, in-person visits, networking and regular mail. Essential Duties ... options and support client presentation process. + Utilizes knowledge of automated systems to develop information for new or renewal policies. + Prepares quotations… more
    Jimcor Agency Inc. (07/18/25)
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  • Broker -Dealer Operations Specialist

    Guardian Life (New York, NY)
    …features + Account servicing - service requests with connections to custodial systems + Possess a broad mastery of service and administrative functions, including ... in-depth knowledge of complex product features and processing systems . + Proactively and reactively support inquiries from the field on these strategies and… more
    Guardian Life (07/08/25)
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  • Account Executive, TPO

    Carrington (Albany, NY)
    …for new mortgage brokers and sellers. + Establishes and continues the broker /seller relationship and ensure a steady flow of loan applications and purchases for ... procedures + Assists brokers /sellers in loan submission process. + Trains brokers /sellers on use of available online systems for loan submissions, automated… more
    Carrington (07/23/25)
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  • Senior Client Advocate

    AON (New York, NY)
    …limited to clearing, entering brokers submission for new/renewal clients in FDT system and filing the client submissions and broker documentations to the ... needs. + Including but not limited to clearing, entering brokers submission for new/renewal clients in FDT system... brokers submission for new/renewal clients in FDT system and filing the client submissions and broker more
    AON (08/27/25)
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  • Early Careers: Corporate Risk and Broking Graduate…

    WTW (New York, NY)
    …business and risk management needs through deep industry-specific expertise. The role of a broker is to help our clients mitigate their total cost of risk. The ... to assess, model, and structure risk. Once modeled, the broker personally escorts the clients' risk into the market...review program binders for accuracy, check policies, and aide's brokers & senior brokers + With the… more
    WTW (08/26/25)
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  • Senior Settlement System Support…

    MUFG (New York, NY)
    …more details. **Summary:** We are seeking a highly experienced senior settlement system support specialist to serve as the technical bridge between our operations ... teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise in trade flows, securities processing, cash… more
    MUFG (07/30/25)
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