- Raymond James Financial, Inc. (New York, NY)
- …including money laundering, sanctions evasion, and regulatory expectations (eg, BSA /AML, OFAC, FATF). + Business Intelligence platforms and architecture, including ... Tableau, Alteryx and Qlik + Relational databases and query languages, including Oracle, SQL Server, and cloud-based databases such as Amazon Redshift and Athena. + Financial crimes programs and regulatory requirements related to AML and Fraud (preferred). +… more
- TD Bank (New York, NY)
- …exception reports when needed. + Participate in the annual enterprise-wide AML/ BSA /Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist… more
- ManpowerGroup (New York, NY)
- …or Corporate Banking** environment. + **Technical Knowledge:** Deep understanding of ** BSA /AML/CFT, USA PATRIOT Act , and OFAC** regulations. + **Operational ... complex institutional clients, including foreign and domestic entities, banks, and non- bank financial institutions. + **PEP & Sanctions Analysis:** Identify and… more
- Arrow Financial Corporation (Schuylerville, NY)
- …> Adhere to requirements pertaining to branch security, fraud prevention and BSA ; identify counterfeit currency and monetary instruments > Adhere to applicable ... federal, state, or local legally protected classes. As a multi- bank holding company, Arrow Financial Corporation has over $4...in many recognitions from the nation's leading publications and bank -rating firms. The salary range for this position is… more
- MUFG (New York, NY)
- …etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA /AML, AB&C, Sanctions) **Responsibilities include:** + Audit Delivery and Planning + ... reporting in accordance with the COSO Framework and Sarbanes-Oxley Act , including generation and evaluation of audit work papers...Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is… more
- ManpowerGroup (Philadelphia, NY)
- …Verafin for transaction monitoring and case management. + Strong understanding of BSA /AML regulations and SAR writing standards. + Ability to analyze complex data ... and identify fraud patterns. + Excellent documentation and communication skills. **What's in it for me?** + Opportunity to work in a dynamic and impactful role within the financial industry. + Engage in meaningful work supporting government relief program… more
- Mizuho Corporate Bank (New York, NY)
- …Responsibilities include developing and enhancing transaction monitoring systems (PRIME BSA , Quantexa) and the supporting case management system (Hummingbird). The ... recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's… more
- Coinbase (Albany, NY)
- …and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and existing Compliance Operations ... industry standards and developments in the areas of KYC, BSA /AML, and OFAC, and apply regulatory requirements and internal...General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the… more
- Tompkins Community Bank (Ithaca, NY)
- …Crime Specialist (CFCS) preferred. + Minimum of 2-4 years' experience in a BSA /AML compliance role required. + Strong written and verbal communication skills. + ... Off + 11 Holidays + Tuition Reimbursement + Free Parking throughout Tompkins Community Bank + Employee Referrals EEO Statement Tompkins is committed to a policy of… more
- TD Bank (New York, NY)
- …within the TDS space. + Participate in the annual enterprise-wide AML/ BSA /Sanctions/ABAC risk assessment process, as required. + Conduct targeted AML/OFAC training, ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more