- SMBC (Charlotte, NC)
- …appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA /AML/Fraud models, assessing model risk from the aspects of conceptual ... Science or related fields + Preferred experience in compliance analytics, BSA /AML model validations, or related domains in financial institutions or consultancies… more
- Zoom (Raleigh, NC)
- …Zoom's Business Applications team is looking for a Sr. Business Systems Analyst ( BSA ) to support our dynamic New Service Introduction (NSI) team. This position will ... partner with Zoom's Product Managers to elicit business requirements and collaborate with multiple technology teams, driving solutions to improve Zoom's customer adoption. The role seeks an experienced, driven self-starter with a 'can do' attitude to support… more
- Ally (Raleigh, NC)
- …Work Itself** * Knowledge of the laws applicable to money laundering, to include the BSA , The Patriot Act , US * Treasury AML guidelines, OFAC requirements and ... Suspicious Activity Reporting requirements. * AML Investigation consistent with Ally (SAR) policy and Investigation's procedures as well as Ally risk philosophy. * Conduct background investigations as required. * Prepare and complete accurate and comprehensive… more
- Wells Fargo (Charlotte, NC)
- …understanding of regulatory implications for FATCA, Dodd Frank, EMIR, OFAC, Patriot Act , SEC, CFTC and FINRA regulations + Knowledge and understanding of regulatory ... or Operational risk team is preferred + Understanding of BSA /AML/OFAC laws and regulations + Experience compiling metrics, customer...comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section… more
- Motion Recruitment Partners (Charlotte, NC)
- …in support of Business Services experience + Experience with AML, KYC, and BSA + 5 years of experience as a Product Owner/Project Manager/Business Analyst for ... an Agile Scrum team + Excellent verbal, written, and interpersonal communications skills; having the ability to clearly communicate ideas and results to diverse business and technical audiences + Demonstrate the ability to interact effectively with a variety… more
- Wells Fargo (Charlotte, NC)
- …privacy, and disclosures) + Mifid and HKMA onboarding requirements + KYC (AML/ BSA , Fincen, Travel rule) + Tax Documentation (Fatca, CRS) + QFC Resolution ... Stay and Recordkeeping + Transaction reporting and client money touchpoints with onboarding + Excellent verbal and writing skills. Needs to be proficient with PowerPoint presentation. + Extensive knowledge and understanding of loan, securities, and derivative… more
- TD Bank (Charlotte, NC)
- …and standards lifecycles across both the US and the Enterprise sides of the Bank , executing required ad hoc updates to these documents and performing any other ... + Develops and delivers training programs for applicable employees across the Bank + Conducts meaningful research, analysis, and assessment of FCRM program… more
- Bank of America (Charlotte, NC)
- …Financial-Intelligence-Unit\_25032697) **Job Description:** At Bank of America, we are ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...in Python, SAS or SQL + Strong understanding of BSA /AML regulatory requirements and how to solve for them… more
- Carrington (Raleigh, NC)
- …work remote from home!** **What you'll do:** Supporting the Project Manager, the Senior BSA will be responsible for engaging with the business to gather and document ... business to meet project timelines, including working sessions and follow-ups + Act as the primary contact for technology, reporting, system integration and process… more
- Atria Wealth Solutions (King, NC)
- …to serve you. + Completion of all required compliance training to include BSA . + Meet or exceed established service goals. + Identify and evaluate customer ... and employee needs for financial services, assess the objectives and goals of the individual, then develop a financial plan or investment strategy to implement. Handle questions and objections professionally. + Gather confidential client information, construct… more