- Wells Fargo (Charlotte, NC)
- … AML /KYC or Operational risk team is preferred + Understanding of BSA / AML /OFAC laws and regulations + Experience compiling metrics, customer profiles and ... regulatory implications for FATCA, Dodd Frank, EMIR, OFAC, Patriot Act , SEC, CFTC and FINRA regulations + Knowledge and...comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section… more
- Coinbase (Charlotte, NC)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements and internal policies and ... best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and...internal external outsource business partners * Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Advanced… more
- Guidehouse (Charlotte, NC)
- …+ Manage executive level relationships and ensure there are the optimal range of AML solutions to meet client needs as well as to maximize revenue generation and ... regulatory/government agencies, and/or consulting firms + Deep understanding of AML regulations, investigations, and enforcement actions + Expertise in OFAC,… more
- American Express (Apex, NC)
- …control roles within the financial services industry. + In-depth knowledge of BSA / AML , sanctions (OFAC), FCPA, and anti-fraud regulations and best practices. ... to prevent, detect, and respond to financial crimes-including anti-money laundering ( AML ), sanctions, fraud, and anti-bribery and corruption (ABC). The ideal… more
- Truist (Lumberton, NC)
- …meetings to ensure the products will be integrated properly. + Responsible for BSA / AML compliance for Corporate Treasury. This includes attending meetings, ... function that is responsible for the funding of the Bank and the maintenance of Federal Reserve requirements. +...Prepare required reporting for both the Federal Home Loan Bank and the Federal Reserve Bank for… more
- EverBank (Charlotte, NC)
- …(Degree) Preferred **Minimum Qualifications** + 2 years of experience supporting BSA / AML investigations + Experience with Suspicious Activity Reports **Preferred ... date: 8/25/25 **Job Seeker Notice** EverBank, NA and Sterling Bank and Trust, a division of EverBank, NA (together,...EverBank, NA (together, the "Company") is a nationwide specialty bank providing high-value products and services to consumer and… more
- Motion Recruitment Partners (Charlotte, NC)
- …project management exp * Experience utilizing MS Project and Excel Desired Skills & Experience * BSA and AML (nice to have) * Financial services is nice to have ... but not required What You Will Be Doing * Ensure attendance to daily meetings and following ups * Send out agenda * Record, document, and distribute meeting minutes * Set up post meeting actions * Manage Project Plans in MS Project & Excel spreadsheets * Work… more
- Wells Fargo (Charlotte, NC)
- …the Customer Due Diligence Tools program within Commercial Banking, in support of the BSA / AML policy standards. The team member will also assist with UAT ... business problems and lead a team to provide comprehensive technological solutions + Act as an internal consultant within technology and business groups by using… more
- Ally (Raleigh, NC)
- …Series SIE, 7 and 63 required * 1+ year of Financial Fraud (Banking, AML , Risk, Audit, etc.) additional knowledge highly preferred * High level of understanding of ... BSA and other regulatory environments * Bachelor's degree preferred * FINRA 66 and 24 recommended * Investigations experience highly valued * Strong attention to… more
- Coinbase (Charlotte, NC)
- …resolution, inclusive of advisory on corrective actions and systemic enhancements * Act as point of escalation for KYC/Onboarding Managers, associates, and cross ... matters related to client risk * Work closely with AML and KYC team members to define scope, engage...laundering, counter-terrorist financing, and sanctions risks and regulations (eg, BSA , 4MLD, FinCEN CDD Rule, OFAC Sanctions, USA PATRIOT… more