- Regions Bank (Dallas, TX)
- …Demonstrates knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ( BSA / AML ), Beneficial Ownership, ... documentation exceptions post-closing, and interacting with borrowers, outside counsel, bank associates, and a variety of third parties. **Primary Responsibilities**… more
- Guidehouse (Richardson, TX)
- …**:** + Perform reviews and investigations of alerts/cases and/or files in regard to Bank Secrecy Act ( BSA ), Anti-Money Laundering, Market Surveillance ... according to current procedures to identify, assess and mitigate BSA / AML risk. + Analyze transaction data for...legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act . + Familiarity… more
- Regions Bank (Dallas, TX)
- …+ Knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ( BSA / AML ), Beneficial Ownership, Office ... documentation exceptions post-closing, and interacting with borrowers, outside counsel, bank associates, and a variety of third parties. **Primary Responsibilities**… more
- Robert Half (Dallas, TX)
- …Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering ( AML ) requirements related to trust accounts ... Code (UTC) for trust management best practices + Sarbanes-Oxley Act (SOX) Section 404 - Internal control compliance... Act (SOX) Section 404 - Internal control compliance for publicly traded institutions + Evaluat ing the… more
- First National Bank of Omaha (TX)
- …responded to appropriately and expeditiously. Compliance : Understand and comply with the Bank 's BSA / AML Program, which includes, but is not limited to ... for assigned partner programs. + Accountable for contract management Act as a leader with internal cross-functional teams to...+ Identifying, monitoring and reporting suspicious activity + Completing BSA / AML training in a timely manner as… more
- Bank of America (Dallas, TX)
- …and strong programming skills in Python, SAS or SQL + Strong understanding of BSA / AML regulatory requirements and how to solve for them with technology ... years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global-Financial-Crime-Executive Financial-Intelligence-Unit\_25032697) **Job Description:** At Bank of America, we are guided by a common… more
- MUFG (Irving, TX)
- …of the FRB, SEC, OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act , BSA / AML and OFAC screening regulations. + Prior experience designing ... SAM + 3+ years of experience designing, analyzing, testing and/or validating BSA / AML models, and/or OFAC sanctions screening models. + Familiarity implementing,… more
- City National Bank (Dallas, TX)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... and work in a dynamically changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data… more
- First National Bank of Omaha (Plano, TX)
- … bank policies, laws, and FINRA/SEC regulations, ensuring compliance with the bank 's BSA / AML Program as it applies to all job responsibilities. ... \#IND123 **The Ideal Candidate for This Role:** + Required Qualifications: + Bachelor's degree in Business Administration or related field or equivalent experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and… more
- First National Bank of Omaha (Frisco, TX)
- … bank policies, laws, and FINRA/SEC regulations, ensuring compliance with the bank 's BSA / AML Program as it applies to all job responsibilities. **If ... you're ready to join a legacy of client-centric service, let's chat!** **The Ideal Candidate for This Role:** Required Qualifications: + Bachelor's degree in Business Administration or related field or equivalent experience. + 3 years of experience in the… more