- Capital One (Charlotte, NC)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... Participate in major components of BSA / AML , Sanctions, and Fraud Compliance audits. Assist...partners and the extended Audit group. + Leverage available data and analytical tools during the planning and fieldwork… more
- Coinbase (Charlotte, NC)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements and internal policies and ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the… more
- Robert Half (Charlotte, NC)
- …responses. + Conduct audit planning, stakeholder engagement, and effectiveness testing across BSA / AML , sanctions, KYC/CDD, and onboarding controls + Monitor and ... compliance , audit, or consulting. + Strong knowledge of AML , sanctions, fraud, and trade surveillance frameworks. + Experience...Chance Ordinance for Employers and the California Fair Chance Act . Protiviti is not registered to hire or employ… more
- SMBC (Charlotte, NC)
- …Mathematics, Engineering, Computer Science or related fields + Preferred experience in compliance analytics, BSA / AML model validations, or related domains ... risk appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA / AML /Fraud models, assessing model risk from the aspects of… more
- Insight Global (Charlotte, NC)
- …control framework. Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. Minimum of...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more
- Bank of America (Charlotte, NC)
- …management, fraud management, regulatory compliance , risk management, or issue management + BSA knowledge relative to AML or Fraud as well as general ... + Minimum 1 or more years' experience with Fraud, AML , Risk, or Compliance experience and/or knowledge...data sets + Experience in manual report writing ( compliance reporting, regulatory reporting, SARs reports) + Proficiency with… more
- Regions Bank (Charlotte, NC)
- …increased usage of automation to manage risk. The role will also be the Consumer Bank -wide fraud and BSA / AML subject matter expert, engaging with internal ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or...threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA / AML 1st or 2nd line risk management… more
- Wells Fargo (Charlotte, NC)
- …and sustained efficiencies. The businesses that make up Shared Services Operations include, BSA / AML Data Strategy, Execution & Operations, Business & Real ... cash transactions and loans. The team also manages the risk, regulatory compliance , and client service associated with these transactions. The businesses that make… more
- City National Bank (Charlotte, NC)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed,… more
- Truist (Charlotte, NC)
- …the banker in staying in compliance with regulations such as Reg B, BSA / AML , etc. Collect client information and assisting with follow up. Conduct general ... banker's client contact strategy and making sure that CRM data is current and accurate. Provide additional sales support...in related field 2. Possess working product knowledge of bank services and Financial Services Industry 3. Possess math… more