- US Bank (Irvine, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... a critical role in maintaining a strong culture of compliance and risk management across your assigned...Bank 's Code of Ethics and regulatory obligations, including AML , BSA , and information security protocols. **Basic… more
- Enterprise Bank & Trust (San Diego, CA)
- …duties and responsibilities as it relates to the Bank Secrecy Act ( BSA ), Anti-Money Laundering Act ( AML ), Patriot Act , and Office of Foreign ... commitment letters. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate… more
- Banc of California (Santa Ana, CA)
- …Management. + Assist with any ad-hoc projects that relate to EDD and other areas of BSA and AML compliance . + Accountable for strict adherence to all ... + A minimum of 5 years' direct experience in BSA / AML compliance and EDD, especially...compliance and EDD, especially with experience analyzing the high- risk customers in the FFIEC BSA Exam… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience… more
- Intuit (Mountain View, CA)
- …fraud detection and 3rd party data integration to scorecard modeling, loss forecasting, and compliance ( BSA / AML , etc.). + **Thrives Under Pressure:** You are ... passion for protecting the financial frontier? Do you see risk not just as a threat to be mitigated,...challenges and grow their careers. + **Drive Cross-Functional Impact:** Act as a key strategic partner to our Product,… more
- First National Bank of Omaha (CA)
- …responded to appropriately and expeditiously. Compliance : Understand and comply with the Bank 's BSA / AML Program, which includes, but is not limited to ... that align with the enterprise's vision and tolerance for risk (business risk , reputation risk ,...+ Identifying, monitoring and reporting suspicious activity + Completing BSA / AML training in a timely manner as… more
- CBRE (Sacramento, CA)
- …Company to establish, maintain and monitor compliance issues, with special attention to BSA , AML , KYC, and privacy issues. + Assist in audits performed by ... Oversee legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising… more
- Banc of California (Brea, CA)
- …wire processing, unclaimed property reporting, and more. + Collaborate with Compliance , Risk , Legal, and other departments/branches to resolve issues, ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...banking regulations including Reg D, Reg CC, Reg E, BSA / AML , and OFAC. + Exceptional leadership, problem-solving,… more