- Fifth Third Bank, NA (Charlotte, NC)
- …on Financial Crimes or Fraud related matters. + Performs other duties as required. BANK SECRECY ACT REQUIREMENTS: Responsible for adhering to the reporting ... quality assurance reviews of financial crime investigations (ie. Sanctions, AML , CDD, and/or CTR) to ensure strict compliance...and record keeping requirements of the Bank Secrecy Act and Anti-Money… more
- City National Bank (Charlotte, NC)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... tuned and tested periodically, and models and documentation meet bank Model Risk Management requirements. Sr Manager...WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices,… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... training content that meet job-specific BSA compliance responsibility. * Supervises staff conducting risk ...of new and/or updated policy and procedure related to BSA , AML and KYC Bank … more
- Wells Fargo (Charlotte, NC)
- …interpersonal communication skills + Experience in Bank Secrecy Act and Anti-Money Laundering ( BSA / AML ), International, Sanctions regulations and/or ... lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA / AML /OFAC related audits across Wells Fargo lines of business, and… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now...relationships and ensure there are the optimal range of AML solutions to meet client needs as well as… more
- TD Bank (Charlotte, NC)
- …and detail-oriented subject matter expert in quality control, end to end BSA / AML Investigations of various complexity related to potential money laundering, ... maintaining high standards of accuracy. Adept at identifying and mitigating financial crime risk , while driving continuous improvement on the AML processes and… more
- Regions Bank (Charlotte, NC)
- …usage of automation to manage risk . The role will also be the Consumer Bank -wide fraud and BSA / AML subject matter expert, engaging with internal partners ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or...threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA / AML 1st or 2nd line risk… more
- Cherry Bekaert (Raleigh, NC)
- …(Regulatory Compliance )** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. ... clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology...for key areas including, but not limited to: + BSA / AML and OFAC + Consumer Banking Regulations… more
- Regions Bank (Charlotte, NC)
- …(SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ... effectively monitored, measured, and controlled in accordance with the bank 's overall risk management protocols + Teams...vendor relationships including responding to and sending requests, managing risk , and ensuring compliance + Leads and… more
- USAA (Charlotte, NC)
- …team and play a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with ... Compliance , Risk Management, Operations, IT, Audit, and...guidance to area supported for example: OCC Heightened Standards, BSA / AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA,… more