- USAA (Phoenix, AZ)
- …the team in managing key operational functions, including issue management, control testing , PRCI (Policies, Risk, Compliance , and Instructions) adherence, and ... of business controls which may include the coordination of testing , root cause analysis, control design, and examining key...guidance to area supported for example: OCC Heightened Standards, BSA / AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA,… more
- Bank of America (Phoenix, AZ)
- …brokerage products and services and applicable compliance rules and regulations + BSA knowledge relative to AML or Fraud + Proficiency in Microsoft Excel ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Phoenix/GFC-Investigator--Brokerage AML -Fraud-\_25035332) **Job Description:** At Bank of America,… more
- MUFG (Tempe, AZ)
- …+ Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering ( BSA / AML ), Know Your Customer, and Sanctions is ... execution of end-to-end audit process of assigned BSA / AML projects and audits (eg, planning, fieldwork testing...Minimum of 5 or more years of financial crimes ( BSA / AML /OFAC) compliance audit experience +… more
- American Express (Phoenix, AZ)
- …role in ensuring that American Express complies with all applicable laws and regulations, including the Bank Secrecy Act , the USA PATRIOT Act , and the ... management/operational oversight in any of the following areas is required: sanctions/ BSA - AML /anti-corruption compliance , general compliance , operations,… more
- Bank of America (Phoenix, AZ)
- …or other stakeholders to resolve investigations. The Investigator will maintain a working knowledge of the Bank Secrecy Act ( BSA ), USA PATRIOT Act , ... Experience:** + 3 years' experience with 1 year of relevant experience with, AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies… more
- American Express (Phoenix, AZ)
- …on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML , UDAP, Fair Lending, BSA , Privacy and Complaints). * Identify control ... ongoing effort to address the global financial crimes independent compliance testing program within the second line...industry best practices, especially as it pertains to consumer compliance (eg, UDAP, AML , BSA ,… more
- American Express (Phoenix, AZ)
- …compliance with laws, regulations, and internal standards (eg, UDAAP, Fair Lending, Privacy, BSA / AML ). + Track and remediate compliance issues and control ... interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses...+ Working knowledge of key US banking regulations (eg, BSA / AML , UDAAP, Reg E, Reg Z, Fair… more
- Coinbase (Phoenix, AZ)
- …executing QA, Audit, or as a Financial Crime Investigator * Working knowledge of BSA / AML laws, regulations, and rules for financial services/products * ACAMS or ... fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for...be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)… more
- MUFG (Tempe, AZ)
- …all the daily activities relating to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA / AML , and various other Compliance related matters as they pertain ... is understood and carried out consistently. **Qualifications:** + Thorough understanding of OFAC, JMOF, BSA / AML and other Compliance rules as they apply to… more
- Coinbase (Phoenix, AZ)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... scaling resources, and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more
