- SolomonEdwards (Dover, DE)
- …our Client's financial crime detection capabilities, align with regulatory expectations ( BSA / AML , OFAC, FFIEC), and integrate seamlessly with core banking ... and back- testing using historical transaction data. * Partner with Compliance and Operations to validate alert quality and investigative workflows. * Drive… more
- City National Bank (Wilmington, DE)
- …issues and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... Supports the Bank 's screening models by completing testing and reporting tasks in compliance with..., AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA… more
- City National Bank (Newark, DE)
- …and understanding of federal regulations pertaining to the Bank Secrecy Act required. * BSA Testing or audit experience preferred. Excellent problem ... to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- TD Bank (Wilmington, DE)
- …( AML ) processes + Detailed Testing of Risk and Controls related to Bank Secrecy Act ( BSA ), AML , Sanctions and Anti-Bribery & Anti-Corruption ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
- Capital One (Wilmington, DE)
- …assist in periodic testing and internal audits to ensure compliance with Bank Secrecy Act ( BSA ) regulations. + Documentation: Maintain up-to-date ... technical issues to a non-technical audience + Demonstrated knowledge of BSA / AML regulations, specifically concerning CTR requirements and aggregation rules… more
- City National Bank (Newark, DE)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... of new and/or updated policy and procedure related to BSA , AML and KYC Bank ...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional… more
- City National Bank (Newark, DE)
- … testing on BSA /OFAC functions and controls, analyze results of testing performed, validate BSA /OFAC compliance monitoring conducted by 1LOD, and ... testing process. * Conducts review and challenge of BSA /OFAC compliance monitoring conducted by 1LOD. *...is preferred. * Strong working knowledge of USA PATRIOT Act , BSA / AML and OFAC regulatory… more
- Coinbase (Dover, DE)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC, FinCEN guidance) * Positive energy on the… more
- Coinbase (Dover, DE)
- …and filing * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more
- Coinbase (Dover, DE)
- …executing QA, Audit, or as a Financial Crime Investigator * Working knowledge of BSA / AML laws, regulations, and rules for financial services/products * ACAMS or ... fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for...be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)… more