- Coinbase (Austin, TX)
- …executing QA, Audit, or as a Financial Crime Investigator * Working knowledge of BSA / AML laws, regulations, and rules for financial services/products * ACAMS or ... fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for...be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)… more
- Capital One (Plano, TX)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA / AML , Sanctions, and Fraud Compliance related audit projects that ... lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform...Perform risk assessments of business activities and perform relevant testing based on the risks and processes associated with… more
- MUFG (Irving, TX)
- …through mathematical and deductive reasoning. + 3-5 years' experience designing, analyzing, testing and/or validating BSA / AML models, and/or OFAC sanctions ... testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative...OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act , BSA / AML and OFAC screening… more
- Coinbase (Austin, TX)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... scaling resources, and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more
- MUFG (Irving, TX)
- …issues and to effectively communicate a course of action. + Ability to translate AML / BSA and Sanctions compliance concepts to system functionality and/or ... improvements. + Manage requests for information from examiners, auditors, and internal compliance testing teams, coordinate with subject matter stakeholders to… more
- Coinbase (Austin, TX)
- …of compliance processes for Coinbase's US consumer business, which includes BSA / AML , OFAC, and Consumer Compliance requirements. This team works ... requirements for both state and federal licenses, including AML /CFT, sanctions, and consumer compliance . The individual...General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we manage the… more
- Bank of America (Dallas, TX)
- …7 years of relevant experience in financial services industry, risk management, AML compliance , regulatory compliance , operational risk management, business ... Advise FLU senior leaders on key regulatory developments in BSA / AML laws, rules and regulations + Design...crimes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- MUFG (Irving, TX)
- … , OFAC and Sanctions, BSA /Anti-Money Laundering, and Anti-Bribery and Corruption compliance for bank employees in the Americas. The position will serve as ... as the primary point of contact for all international compliance training related inquiries from Audit, Testing ,...compliance -related function of a large commercial and/or investment bank or in a regulatory agency, with direct sanctions,… more