- US Bank (Irvine, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... a critical role in maintaining a strong culture of compliance and risk management across your assigned region(s). You...Bank 's Code of Ethics and regulatory obligations, including AML , BSA , and information security protocols. **Basic… more
- Enterprise Bank & Trust (San Diego, CA)
- …duties and responsibilities as it relates to the Bank Secrecy Act ( BSA ), Anti-Money Laundering Act ( AML ), Patriot Act , and Office of Foreign ... commitment letters. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate… more
- Coinbase (Sacramento, CA)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy… more
- Coinbase (Sacramento, CA)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply regulatory requirements and internal policies ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- SMBC (Sacramento, CA)
- …of regulatory environment at state and national level, as well as familiarity with USA PATRIOT Act , BSA , FDIC, OFAC and DFPI laws and statutes + Ability to ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...+ Minimum 2 years banking experience, with emphasis on BSA Compliance and due diligence in accordance… more
- Cherry Bekaert (Sacramento, CA)
- …Typical engagements will be conducted for key areas including, but not limited to: + BSA / AML and OFAC + Consumer Banking Regulations + Funds Transfer & ... practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance … more
- Banc of California (Santa Ana, CA)
- …support: + Oracle based applications and modules. + IT management and experience in BSA / AML /GRC + Strong understanding of BSA / AML /GRC principles and ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Banc of California (Santa Ana, CA)
- …+ Bachelor's degree preferred. + A minimum of three (3)+ years of direct BSA / AML / OFAC experience or equivalent. + Experience in assessing customer risk ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...a risk-aware culture, ensures efficient and effective risk and compliance management practices by adhering to required standards and… more
- City National Bank (Los Angeles, CA)
- …* Ensure functional procedures and controls are being followed and maintained * Perform BSA / AML / OFAC reviews of client transactions as applicable to the ... *OPERATIONS OFFICER* WHAT IS THE OPPORTUNITY? City National Bank is looking for a Back Office Operations Specialist within Capital Markets Operations. The ideal… more