- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... potential areas of risk related to BSA , AML , and OFAC compliance and...exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. This… more
- City National Bank (Raleigh, NC)
- …design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA / AML , OFAC and ABAC. This ... WHAT IS THE OPPORTUNITY? The Director of Audit for BSA / AML , will support City National Bank...assurance of the design and effectiveness of Anti-Money Laundering ( AML ), Office of Foreign Assets Controls ( OFAC ),… more
- US Bank (Charlotte, NC)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program… more
- City National Bank (Charlotte, NC)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... Crimes Compliance (FCC) department responsible for the bank 's OFAC and transaction monitoring (TM) solutions...WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Risk Compliance Manager Lead for our AML and Sanctions Risk Assessment programs. This ... apart:** + Minimum of 4 years of experience with AML /sanctions compliance , with at least 2 years...of Risk Assessments. + Understanding of relevant regulations, including BSA , OFAC , and other applicable laws and… more
- Ally (Raleigh, NC)
- …of the laws applicable to money laundering, to include the BSA , The Patriot Act , US * Treasury AML guidelines, OFAC requirements and Suspicious Activity ... so shouldn't your opportunities be, too? **The Opportunity** The AML Analyst performs routine compliance tasks and deals with routine compliance issues,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …issues and risk in the environment. + Contribute updates to the risk assessment. BANK SECRECY ACT REQUIREMENTS: Responsible for adhering to the reporting ... and record keeping requirements of the Bank Secrecy Act and Anti-Money...Five years of related work experience, preferably with a BSA / AML compliance department, internal audit,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …on Financial Crimes or Fraud related matters. + Performs other duties as required. BANK SECRECY ACT REQUIREMENTS: Responsible for adhering to the reporting ... and record keeping requirements of the Bank Secrecy Act and Anti-Money...all Bank policies and procedures relating to BSA , OFAC , CIP, and related acts, and… more
- TD Bank (Charlotte, NC)
- …high-risk customer types and associated activity + Ensures adherence to AML regulations, the Bank Secrecy Act ( BSA ), Office of Foreign Assets Control ... for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation… more