- Regions Bank (Charlotte, NC)
- …(SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ... and performing post release analysis + Prepares and delivers presentations for the bank 's senior leadership + Identifies and manages both existing and emerging risks… more
- Regions Bank (Charlotte, NC)
- …Demonstrates knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ( BSA / AML ), Beneficial Ownership, ... documentation exceptions post-closing, and interacting with borrowers, outside counsel, bank associates, and a variety of third parties. **Primary Responsibilities**… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy… more
- Coinbase (Charlotte, NC)
- …framework. * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. * Minimum...industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply… more
- Insight Global (Charlotte, NC)
- …Description . Conduct investigative review and analysis in support of companys BSA / AML regulatory compliance policies and programs including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. . Minimum… more
- Equitable (Charlotte, NC)
- …responsibilities with business unit personal in performing this responsibility. + Acts as a BSA , AML and OFAC subject matter expert to identify process ... from asset managers and periodic reviews of loan representations to ensure sufficient AML /Sanctions compliance verbiage. + Lead the maintenance of the FIU… more
- Wells Fargo (Charlotte, NC)
- …+ Sound customer service background + Data analysis experience + Understanding of BSA / AML / OFAC laws and regulations + Financial industry experience + ... and Onboarding organization consists of a Client Facilitation team, AML /KYC team, and a Client Data & Account Maintenance...understanding of regulatory implications for FATCA, Dodd Frank, EMIR, OFAC , Patriot Act , SEC, CFTC and FINRA… more
- Coinbase (Charlotte, NC)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply regulatory requirements and internal policies ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- Guidehouse (Charlotte, NC)
- …of AML regulations, investigations, and enforcement actions + Expertise in OFAC , EDD, KYC, BSA , CDD and/or forensic accounting + Deep understanding ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...relationships and ensure there are the optimal range of AML solutions to meet client needs as well as… more
- Wells Fargo (Charlotte, NC)
- …, AML /KYC or Operational risk team is preferred + Understanding of BSA / AML / OFAC laws and regulations + Experience compiling metrics, customer profiles ... external and internal customers to comply with all operational, compliance , regulatory and internal policies as part of the...with internal policies and external regulations (FATCA, Dodd-Frank, EMIR, OFAC , Patriot Act , SEC, CFTC, FINRA). This… more